BULLDOG INVESTORS, LLC Information

PARK 80 WEST - PLAZA TWO, SADDLE BROOK, New Jersey, 07663, (201) 556-0092

Report Date: 06/30/2014

Position Statistics

Total Positions 18
New Positions 0
Increased Positions 3
Decreased Positions 5
Positions with Activity 8
Sold Out Positions 3
Total Mkt Value (in $ millions) 175

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 92.55%
Healthcare
Services
Technology
Transportation
Utilities

18 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FIRSTHAND TECH VALUE FD INC COM 31,096 New 1,354,665
SWISS HELVETIA FD INC COM 24,520 3,464 16.45 1,738,973
MVC CAPITAL INC COM 17,743 1,550 9.57 1,412,685
AMERICAN STRATEGIC INCOME III COM 16,433 New 2,226,702
IMPERIAL HLDGS INC COM 15,824 New 2,296,697
ZWEIG TOTAL RETURN FD INC COM NEW 12,674 -8,741 (40.82) 889,396
HF2 FINL MGMT INC CL A 12,218 New 1,187,411
AQUASITION CORP COM 9,187 933 11.30 984,647
QUARTET MERGER CORP UNIT 1 COM & 1RT 7,427 New 700,000
AMERN STRATEGIC INCOME PTFL II COM 6,519 New 736,620
COLLABRIUM JAPAN ACQUISITN CP SHS 6,102 New 578,381
GLOBAL DEFENSE & NATL SEC SYS COM 5,631 New 549,900
BROOKFIELD HIGH INCOME FD INC COM 4,405 -874 (16.56) 443,616
CIS ACQUISITION LTD SHS SER A 4,261 New 415,736
EQUUS TOTAL RETURN INC COM 1,257 New 523,605
EATON VANCE RISK MNGD DIV EQTY COM -39,100 Sold Out 0
GLORI ENERGY INC COM -915 Sold Out 0
WESTERN ASSET INFL MGMT FD INC COM -21,359 Sold Out 0