BULLDOG INVESTORS, LLC Information

PARK 80 WEST - PLAZA TWO, SADDLE BROOK, New Jersey, 07663, (201) 556-0092

Report Date: 06/30/2014

Position Statistics

Total Positions 17
New Positions 0
Increased Positions 3
Decreased Positions 5
Positions with Activity 8
Sold Out Positions 3
Total Mkt Value (in $ millions) 169

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 80.01%
Healthcare
Services
Technology
Transportation
Utilities

17 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FIRSTHAND TECH VALUE FD INC COM 34,165 New 1,354,665
SWISS HELVETIA FD INC COM 23,041 3,255 16.45 1,738,973
DIVERSIFIED REAL ASSET INC FD COM SHS 22,922 New 1,273,425
MVC CAPITAL INC COM 15,808 1,381 9.57 1,412,685
IMPERIAL HLDGS INC COM 14,377 New 2,296,697
HF2 FINL MGMT INC CL A 12,337 New 1,187,411
ZWEIG TOTAL RETURN FD INC COM NEW 12,211 -8,422 (40.82) 889,396
AQUASITION CORP COM 6,961 707 11.30 984,647
COLLABRIUM JAPAN ACQUISITN CP SHS 6,362 New 578,381
GLOBAL DEFENSE & NATL SEC SYS COM 5,636 New 549,900
PANGAEA LOGISTICS SOLUTION LTD SHS 5,159 New 770,000
CIS ACQUISITION LTD SHS SER A 4,324 New 415,736
BROOKFIELD HIGH INCOME FD INC COM 4,237 -841 (16.56) 443,616
EQUUS TOTAL RETURN INC COM 1,131 New 523,605
EATON VANCE RISK MNGD DIV EQTY COM -38,698 Sold Out 0
GLORI ENERGY INC COM -779 Sold Out 0
WESTERN ASSET INFL MGMT FD INC COM -21,359 Sold Out 0