BULLDOG INVESTORS, LLC Information

PARK 80 WEST - PLAZA TWO, SADDLE BROOK, New Jersey, 07663, (201) 556-0092

Report Date: 12/31/2013

Position Statistics

Total Positions 22
New Positions 4
Increased Positions 7
Decreased Positions 11
Positions with Activity 18
Sold Out Positions 3
Total Mkt Value (in $ millions) 242

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 94.23%
Healthcare
Services 0.03%
Technology
Transportation
Utilities

22 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
EATON VANCE RISK MNGD DIV EQTY COM 48,894 -3,130 (6.02) 4,338,458
SWISS HELVETIA FD INC COM 23,935 205 .86 1,676,153
ZWEIG TOTAL RETURN FD INC COM NEW 23,511 -3,069 (11.55) 1,673,385
FIRSTHAND TECH VALUE FD INC COM 20,743 6,110 41.76 1,005,954
MVC CAPITAL INC COM 17,880 New 1,353,534
IMPERIAL HLDGS INC COM 16,342 New 2,403,293
AMERICAN STRATEGIC INCOME III COM 16,166 New 2,226,702
WESTERN ASSET INFL MGMT FD INC COM 15,880 15,880 New 881,758
HF2 FINL MGMT INC CL A 12,230 -1,123 (8.41) 1,187,411
AQUASITION CORP COM 9,023 -315 (3.37) 884,647
QUARTET MERGER CORP UNIT 1 COM & 1RT 7,161 7,161 New 700,000
AMERN STRATEGIC INCOME PTFL II COM 6,232 New 736,620
COLLABRIUM JAPAN ACQUISITN CP SHS 5,986 -224 (3.6) 578,381
GLOBAL DEFENSE & NATL SEC SYS COM 5,587 5,587 New 549,900
HELIOS STRATEGIC INCOME FD INC COM NEW 5,472 2,567 88.35 787,326
CIS ACQUISITION LTD SHS SER A 4,253 -197 (4.43) 415,736
GLORI ENERGY INC COM 1,128 1,128 New 137,597
EQUUS TOTAL RETURN INC COM 1,068 -48 (4.32) 523,605
GYRODYNE CO AMER INC COM 62 -754 (92.44) 10,914
BGS ACQUISITION CORP SH -5,306 Sold Out 0


Create your free portfolio