BULLDOG INVESTORS, LLC Information

PARK 80 WEST - PLAZA TWO, SADDLE BROOK, New Jersey, 07663, (201) 556-0092

Report Date: 12/31/2014

Position Statistics

Total Positions 18
New Positions 1
Increased Positions 4
Decreased Positions 8
Positions with Activity 12
Sold Out Positions 3
Total Mkt Value (in $ millions) 191

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods 0.41%
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 54.07%
Healthcare
Services
Technology
Transportation
Utilities

18 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
NUVEEN GLOBAL HIGH INCOME FD SHS 47,675 2,508 5.55 2,784,765
DIVERSIFIED REAL ASSET INC FD COM SHS 30,999 -1,141 (3.55) 1,731,795
DEUTSCHE HIGH INCOME OPPORT FD COM 17,334 2,933 20.37 1,197,073
IMPERIAL HLDGS INC COM 15,411 New 2,296,697
FIRSTHAND TECH VALUE FD INC COM 15,077 -4,145 (21.57) 1,062,534
MVC CAPITAL INC COM 14,084 New 1,412,685
HF2 FINL MGMT INC CL A 12,112 New 1,187,411
SWISS HELVETIA FD INC COM 11,126 -9,081 (44.94) 957,503
LMP REAL ESTATE INCOME FD INC COM 7,331 911 14.18 562,632
GLOBAL DEFENSE & NATL SEC SYS COM 5,664 New 549,900
MFS INTERMARKET INCOME TRUST I SH BEN INT 5,075 5,075 New 599,223
VIRTUS TOTAL RETURN FD COM 3,732 -2,927 (43.95) 820,314
SINO MERCURY ACQUISITION CORP UT 1 COM 1 RT 2,761 New 275,000
EQUUS TOTAL RETURN INC COM 2,166 -113 (4.98) 1,099,570
WHEELER REAL ESTATE INVT TR CV PFD SER B 784 New 40,000
CIS ACQUISITION LTD SHS SER A -662 Sold Out 0
PANGAEA LOGISTICS SOLUTION LTD SHS -2,187 Sold Out 0
ZWEIG TOTAL RETURN FD INC COM NEW -10,301 Sold Out 0