BROADFIN CAPITAL, LLC Information

300 PARK AVENUE, 25TH FLOOR, NEW YORK, New York, 10022, (212) 808-2463

Report Date: 03/31/2015

Position Statistics

Total Positions 91
New Positions 22
Increased Positions 38
Decreased Positions 33
Positions with Activity 71
Sold Out Positions 12
Total Mkt Value (in $ millions) 1,416

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 1.3%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 0.81%
Healthcare 82.16%
Services
Technology 1.72%
Transportation
Utilities

91 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ALMOST FAMILY INC COM -5,094 Sold Out 0
AMAG PHARMACEUTICALS INC COM -40,549 Sold Out 0
CELSUS THERAPEUTICS PLC SPONSORED ADR NE -273 Sold Out 0
CEMPRA INC COM -9,620 Sold Out 0
HEARTWARE INTL INC COM -3,645 Sold Out 0
INFINITY PHARMACEUTICALS INC COM -4,649 Sold Out 0
KINDRED HEALTHCARE INC COM -22,217 Sold Out 0
LIGAND PHARMACEUTICALS INC COM NEW -19,321 Sold Out 0
MASIMO CORP COM -3,796 Sold Out 0
RAPTOR PHARMACEUTICAL CORP COM -244 Sold Out 0
THORATEC CORP COM NEW -22,120 Sold Out 0
XENCOR INC COM -11,715 Sold Out 0
ORASURE TECHNOLOGIES INC COM 269 269 New 50,000
FATE THERAPEUTICS INC COM 471 471 New 70,428
RXI PHARMACEUTICALS CORP NEW COM NEW 591 New 1,126,482
MELA SCIENCES INC COM NEW 676 676 New 587,915
TANDEM DIABETES CARE INC COM 1,083 1,083 New 101,957
ALLIQUA BIOMEDICAL INC COM NEW 1,181 -5,084 (81.15) 220,675
BIODEL INC COM NEW 1,370 New 1,330,034
TEARLAB CORP COM 1,710 1,710 New 914,499