BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 06/30/2014

Position Statistics

Total Positions 92
New Positions 7
Increased Positions 35
Decreased Positions 33
Positions with Activity 68
Sold Out Positions 24
Total Mkt Value (in $ millions) 942

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.76%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 2.16%
Healthcare 87.62%
Services 3.04%
Technology 0%
Transportation 0%
Utilities

92 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ACELRX PHARMACEUTICALS INC COM -1,322 Sold Out 0
ACHILLION PHARMACEUTICALS INC COM -9,760 Sold Out 0
AIR METHODS CORP COM PAR $.06 -5,789 Sold Out 0
AMARIN CORP PLC SPONS ADR NEW -1,830 Sold Out 0
CARDIOME PHARMA CORP COM NO PAR -1,420 Sold Out 0
CATAMARAN CORP COM -22,032 Sold Out 0
CONCERT PHARMACEUTICALS INC COM -1,802 Sold Out 0
CUTERA INC COM -2,073 Sold Out 0
INOVIO PHARMACEUTICALS INC COM NEW -3,347 Sold Out 0
INTRA CELLULAR THERAPIES INC COM -3,503 Sold Out 0
LANNET INC COM -24,848 Sold Out 0
MELA SCIENCES INC COM NEW -1 Sold Out 0
MOLINA HEALTHCARE INC COM -12,070 Sold Out 0
NANOSPHERE INC COM -880 Sold Out 0
NANOSTRING TECHNOLOGIES INC COM -2,896 Sold Out 0
OMEROS CORP COM -3,855 Sold Out 0
OMNICARE INC COM -11,116 Sold Out 0
ORTHOFIX INTL N V COM -3,335 Sold Out 0
PAIN THERAPEUTICS INC COM -3,214 Sold Out 0
SAREPTA THERAPEUTICS INC COM -3,292 Sold Out 0