BROADFIN CAPITAL, LLC Information

300 PARK AVENUE, 25TH FLOOR, NEW YORK, New York, 10022, (212) 808-2463

Report Date: 12/31/2014

Position Statistics

Total Positions 79
New Positions 10
Increased Positions 37
Decreased Positions 25
Positions with Activity 62
Sold Out Positions 8
Total Mkt Value (in $ millions) 1,259

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.63%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 1.26%
Healthcare 87.03%
Services 0%
Technology
Transportation
Utilities

79 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
BROOKDALE SR LIVING INC COM -11,238 Sold Out 0
CHEMOCENTRYX INC COM -6,608 Sold Out 0
DIGIRAD CORP COM -1,463 Sold Out 0
IMPAX LABORATORIES INC COM -26,818 Sold Out 0
LIBERATOR MEDICAL HLDGS INC COM -4,454 Sold Out 0
NATUS MEDICAL INC DEL COM -16,723 Sold Out 0
RITE AID CORP COM -13,685 Sold Out 0
TETRAPHASE PHARMACEUTICALS INC COM -40,480 Sold Out 0
RAPTOR PHARMACEUTICAL CORP COM 150 150 New 15,558
CELSUS THERAPEUTICS PLC SPONSORED ADR NE 441 New 470,877
RXI PHARMACEUTICALS CORP NEW COM NEW 1,341 New 1,126,482
BIODEL INC COM NEW 1,796 New 1,330,034
CAS MED SYS INC COM PAR $0.004 2,436 New 1,918,296
MASIMO CORP COM 2,927 2,927 New 97,900
TONIX PHARMACEUTICALS HLDG COR COM NEW 3,010 1,351 81.49 501,639
ONCOTHYREON INC COM 3,240 810 33.33 2,000,000
AMARIN CORP PLC SPONS ADR NEW 3,261 3,261 New 2,233,746
REDHILL BIOPHARMA LTD SPONSORED ADS 3,534 -164 (4.43) 251,509
ADMA BIOLOGICS INC COM 3,728 3,728 New 389,193
ALMOST FAMILY INC COM 4,278 -3,167 (42.54) 128,841