BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 06/30/2014

Position Statistics

Total Positions 92
New Positions 7
Increased Positions 35
Decreased Positions 33
Positions with Activity 68
Sold Out Positions 24
Total Mkt Value (in $ millions) 986

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.78%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 2.16%
Healthcare 87.73%
Services 2.91%
Technology 0%
Transportation 0%
Utilities

92 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ACELRX PHARMACEUTICALS INC COM -1,430 Sold Out 0
ACHILLION PHARMACEUTICALS INC COM -11,570 Sold Out 0
AIR METHODS CORP COM PAR $.06 -5,866 Sold Out 0
AMARIN CORP PLC SPONS ADR NEW -1,930 Sold Out 0
CARDIOME PHARMA CORP COM NO PAR -1,382 Sold Out 0
CATAMARAN CORP COM -22,065 Sold Out 0
CONCERT PHARMACEUTICALS INC COM -1,792 Sold Out 0
CUTERA INC COM -2,095 Sold Out 0
INOVIO PHARMACEUTICALS INC COM NEW -3,309 Sold Out 0
INTRA CELLULAR THERAPIES INC COM -3,189 Sold Out 0
LANNET INC COM -26,919 Sold Out 0
MELA SCIENCES INC COM NEW -1 Sold Out 0
MOLINA HEALTHCARE INC COM -13,156 Sold Out 0
NANOSPHERE INC COM -839 Sold Out 0
NANOSTRING TECHNOLOGIES INC COM -2,830 Sold Out 0
OMEROS CORP COM -4,473 Sold Out 0
OMNICARE INC COM -11,160 Sold Out 0
ORTHOFIX INTL N V COM -3,391 Sold Out 0
PAIN THERAPEUTICS INC COM -3,292 Sold Out 0
SAREPTA THERAPEUTICS INC COM -3,477 Sold Out 0