BROADFIN CAPITAL, LLC Information

300 PARK AVENUE, 25TH FLOOR, NEW YORK, New York, 10022, (212) 808-2463

Report Date: 03/31/2016

Position Statistics

Total Positions 83
New Positions 2
Increased Positions 12
Decreased Positions 40
Positions with Activity 52
Sold Out Positions 18
Total Mkt Value (in $ millions) 858

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 1.15%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial
Healthcare 79.39%
Services
Technology
Transportation
Utilities

83 Positions as of 03/31/2016

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
AMAG PHARMACEUTICALS INC COM -7,026 Sold Out 0
AMPHASTAR PHARMACEUTICALS INC COM -16,031 Sold Out 0
AMPLIPHI BIOSCIENCES CORP COM NEW -861 Sold Out 0
ATRICURE INC COM -11,619 Sold Out 0
BIODEL INC COM NEW -522 Sold Out 0
BIOLINERX LTD SPONSORED ADR -2,765 Sold Out 0
CARBYLAN THERAPEUTICS INC COM -815 Sold Out 0
CYNAPSUS THERAPEUTICS INC COM PAR NO PAR -9,557 Sold Out 0
DEPOMED INC COM -13,699 Sold Out 0
EMERGENT BIOSOLUTIONS INC COM -19,744 Sold Out 0
FATE THERAPEUTICS INC COM -2,105 Sold Out 0
GENOCEA BIOSCIENCES INC COM -3,550 Sold Out 0
ORASURE TECHNOLOGIES INC COM -4,531 Sold Out 0
PALATIN TECHNOLOGIES INC COM PAR $ .01 -616 Sold Out 0
RIGEL PHARMACEUTICALS INC COM NEW -7,219 Sold Out 0
ST JUDE MED INC COM -15,376 Sold Out 0
TITAN PHARMACEUTICALS INC DEL COM NEW -4,346 Sold Out 0
VALEANT PHARMACEUTICALS INTL I COM -18,243 Sold Out 0
SPECTRANETICS CORP COM 1,301 -8,825 (87.15) 72,615
VERACYTE INC COM 491 -1,049 (68.1) 97,298