BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 03/31/2013

Position Statistics:

Total Positions 52
New Positions 8
Increased Positions 19
Decreased Positions 25
Positions with Activity 44
Sold Out Positions 9
Total Mkt Value
(in $ millions)
476

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial
Healthcare 98.09%
Services
Technology 1.91%
Transportation
Utilities

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

52 Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ABIOMED INC COM -8,732 Sold Out 0
CARDIONET INC COM -890 Sold Out 0
CONCEPTUS INC COM -2,394 Sold Out 0
MISONIX INC COM -230 Sold Out 0
NEKTAR THERAPEUTICS COM -4,620 Sold Out 0
NUVASIVE INC COM -6,204 Sold Out 0
NXSTAGE MEDICAL INC COM -4,604 Sold Out 0
ONCOTHYREON INC COM -1,470 Sold Out 0
SUCAMPO PHARMACEUTICALS INC CL A -499 Sold Out 0
SPECTRANETICS CORP COM 282 282 New 14,889
ZELTIQ AESTHETICS INC COM 357 -158 (30.68) 70,323
GLOBUS MED INC CL A 1,218 1,218 New 90,252
MAKO SURGICAL CORP COM 1,100 -4,400 (80) 100,000
INSULET CORP COM 3,415 3,415 New 119,041
ST JUDE MED INC COM 6,864 -5,278 (43.47) 150,203
HI-TECH PHARMACAL INC COM 6,267 -9,822 (61.05) 185,356
CAS MED SYS INC COM PAR $0.004 417 -2 (0.43) 220,544
ARTHROCARE CORP COM 8,316 4,076 96.14 249,506
MASIMO CORP COM 5,431 New 250,837
ROCKWELL MED INC COM 1,273 60 4.96 328,065

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