BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 03/31/2014

Position Statistics

Total Positions 96
New Positions 37
Increased Positions 58
Decreased Positions 31
Positions with Activity 89
Sold Out Positions 11
Total Mkt Value (in $ millions) 899

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.79%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 2.17%
Healthcare 84.58%
Services 5.16%
Technology 0.22%
Transportation 0.58%
Utilities

96 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
AERIE PHARMACEUTICALS INC COM -7,250 Sold Out 0
ASSEMBLY BIOSCIENCES INC COM -2,246 Sold Out 0
DURATA THERAPEUTICS INC COM -2,519 Sold Out 0
EPIZYME INC COM -3,257 Sold Out 0
NPS PHARMACEUTICALS INC COM -11,284 Sold Out 0
NXSTAGE MEDICAL INC COM -7,282 Sold Out 0
OPHTHOTECH CORP COM -5,892 Sold Out 0
RITE AID CORP COM -3,345 Sold Out 0
ST JUDE MED INC COM -7 Sold Out 0
TARGACEPT INC COM -1,172 Sold Out 0
TORNIER N V SHS -318 Sold Out 0
MELA SCIENCES INC COM NEW 1 1 New 400
AIR METHODS CORP COM PAR $.06 5,173 5,173 New 100,000
ORTHOFIX INTL N V COM 3,304 3,304 New 100,000
THORATEC CORP COM NEW 3,934 3,934 New 121,867
SAREPTA THERAPEUTICS INC COM 3,018 -11,443 (79.13) 151,655
VOCERA COMMUNICATIONS INC COM 1,950 1,950 New 160,597
OMNICARE INC COM 11,177 11,177 New 175,000
MIRATI THERAPEUTICS INC COM 3,296 -527 (13.78) 184,756
ACELRX PHARMACEUTICALS INC COM 1,278 New 200,000