BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 09/30/2014

Position Statistics

Total Positions 78
New Positions 10
Increased Positions 26
Decreased Positions 28
Positions with Activity 54
Sold Out Positions 8
Total Mkt Value (in $ millions) 1,016

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.5%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 1.66%
Healthcare 87.53%
Services 1.24%
Technology
Transportation
Utilities

78 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
AGENUS INC COM NEW -3,496 Sold Out 0
AUXILIUM PHARMACEUTICALS INC COM -10,257 Sold Out 0
BIOSCRIP INC COM -7,341 Sold Out 0
CAREFUSION CORP COM -7,345 Sold Out 0
HAEMONETICS CORP COM -135 Sold Out 0
LIPOCINE INC NEW COM -1,320 Sold Out 0
POZEN INC COM -5,918 Sold Out 0
SAGENT PHARMACEUTICALS INC COM -9,377 Sold Out 0
CONMED CORP COM 6,329 6,329 New 150,000
MIRATI THERAPEUTICS INC COM 2,758 New 184,756
NOVADAQ TECHNOLOGIES INC COM 2,808 -14,495 (83.77) 195,017
FLEXION THERAPEUTICS INC COM 3,656 -858 (19) 213,204
ALMOST FAMILY INC COM 6,272 6,272 New 224,230
IGNYTA INC COM 1,564 New 225,000
REDHILL BIOPHARMA LTD SPONSORED ADS 2,339 New 263,160
TONIX PHARMACEUTICALS HLDG COR COM NEW 1,940 -1,343 (40.9) 276,394
BROOKDALE SR LIVING INC COM 10,711 New 303,000
DIGIRAD CORP COM 1,234 New 332,480
IRADIMED CORP COM 3,653 3,653 New 410,884
NATUS MEDICAL INC DEL COM 16,040 -10,350 (39.22) 464,915