BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 03/31/2014

Position Statistics

Total Positions 96
New Positions 37
Increased Positions 58
Decreased Positions 31
Positions with Activity 89
Sold Out Positions 11
Total Mkt Value (in $ millions) 935

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.77%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 2.06%
Healthcare 85.14%
Services 4.97%
Technology 0.21%
Transportation 0.54%
Utilities

96 Positions as of 03/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ACELRX PHARMACEUTICALS INC COM 2,166 New 200,000
ACHILLION PHARMACEUTICALS INC COM 7,220 New 1,000,000
AEGERION PHARMACEUTICALS INC COM 10,500 10,500 New 350,000
AERIE PHARMACEUTICALS INC COM -7,672 Sold Out 0
AGENUS INC COM NEW 3,418 3,418 New 1,055,000
AIR METHODS CORP COM PAR $.06 5,072 5,072 New 100,000
AMAG PHARMACEUTICALS INC COM 15,990 15,990 New 867,117
AMARIN CORP PLC SPONS ADR NEW 1,500 1,500 New 1,000,000
ANACOR PHARMACEUTICALS INC COM 16,684 -8,608 (34.03) 1,000,869
ANGIODYNAMICS INC COM 36,479 1,345 3.83 2,592,649
ANTARES PHARMA INC COM 4,715 3,075 187.50 2,300,000
ANTHERA PHARMACEUTICALS INC COM NEW 2,345 New 766,329
AQUINOX PHARMACEUTICALS INC COM 4,084 4,084 New 510,500
ARATANA THERAPEUTICS INC COM 8,310 8,310 New 667,435
ASSEMBLY BIOSCIENCES INC COM -2,616 Sold Out 0
ATRICURE INC COM 12,091 4,667 62.86 712,495
AUXILIUM PHARMACEUTICALS INC COM 7,778 -10,406 (57.23) 411,100
BIODEL INC COM NEW 2,733 678 33.00 1,330,034
BIODELIVERY SCIENCES INTL INC COM 44,477 16,013 56.25 3,472,054
BIOSCRIP INC COM 1,595 1,595 New 220,000


Create your free portfolio