BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 12/31/2013

Position Statistics

Total Positions 76
New Positions 20
Increased Positions 39
Decreased Positions 30
Positions with Activity 69
Sold Out Positions 17
Total Mkt Value (in $ millions) 805

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.51%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 1.03%
Healthcare 92.88%
Services 2.74%
Technology 0%
Transportation
Utilities

76 Positions as of 12/31/2013

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ACELRX PHARMACEUTICALS INC COM 2,178 2,178 New 200,000
ACHILLION PHARMACEUTICALS INC COM 3,080 3,080 New 1,000,000
AERIE PHARMACEUTICALS INC COM 6,342 6,342 New 391,232
ALKERMES PLC SHS -21,047 Sold Out 0
ANACOR PHARMACEUTICALS INC COM 25,535 -3,710 (12.69) 1,517,231
ANGIODYNAMICS INC COM 34,934 -4,611 (11.66) 2,497,049
ANTARES PHARMA INC COM 2,352 2,352 New 800,000
ANTHERA PHARMACEUTICALS INC COM NEW 2,253 158 7.56 766,329
ATRICURE INC COM 7,516 -4,124 (35.43) 437,495
AUXILIUM PHARMACEUTICALS INC COM 26,459 4,130 18.49 961,100
BIODEL INC COM NEW 2,460 New 1,000,000
BIODELIVERY SCIENCES INTL INC COM 19,243 866 4.71 2,222,054
CARDICA INC COM 5,059 New 4,772,672
CAS MED SYS INC COM PAR $0.004 3,091 112 3.76 1,349,796
CEMPRA INC COM 11,552 -2,250 (16.3) 1,164,547
CHEMOCENTRYX INC COM 5,995 5,995 New 1,033,668
CUBIST PHARMACEUTICALS INC COM -1,660 Sold Out 0
CUTERA INC COM 2,250 New 215,962
DEPOMED INC COM 62,678 -11,588 (15.6) 4,744,772
DERMA SCIENCES INC COM PAR $.01 8,594 986 12.96 871,598