BROADFIN CAPITAL, LLC Information

300 PARK AVENUE, 25TH FLOOR, NEW YORK, New York, 10022, (212) 808-2463

Report Date: 06/30/2015

Position Statistics

Total Positions 95
New Positions 16
Increased Positions 42
Decreased Positions 26
Positions with Activity 68
Sold Out Positions 7
Total Mkt Value (in $ millions) 1,458

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 1.03%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 0%
Healthcare 77.52%
Services
Technology 1.61%
Transportation
Utilities

95 Positions as of 06/30/2015

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ABIOMED INC COM 9,561 9,561 New 100,000
ACCURAY INC COM 6,640 1,992 42.86 1,000,000
ADMA BIOLOGICS INC COM 8,504 New 964,193
ADVAXIS INC COM NEW 19,895 8,837 79.91 1,450,094
AEGERION PHARMACEUTICALS INC COM 51,689 6,342 13.99 2,852,578
ALCOBRA LTD SHS 12,480 188 1.53 1,579,806
ALERE INC COM 23,458 New 452,423
ALLIQUA BIOMEDICAL INC COM NEW -1,028 Sold Out 0
AMARIN CORP PLC SPONS ADR NEW 8,179 5,877 255.41 3,525,216
AMPHASTAR PHARMACEUTICALS INC COM 19,270 -9,648 (33.36) 1,417,956
ANACOR PHARMACEUTICALS INC COM -24,821 Sold Out 0
ANGIODYNAMICS INC COM 35,426 New 2,398,527
ANTARES PHARMA INC COM 14,165 5,376 61.17 7,575,000
ANTHERA PHARMACEUTICALS INC COM NEW 10,155 -7,781 (43.38) 1,370,457
AQUINOX PHARMACEUTICALS INC COM 9,013 New 531,768
ARATANA THERAPEUTICS INC COM 20,973 New 1,131,865
ARDELYX INC COM 12,466 12,466 New 649,290
ATRICURE INC COM 11,963 -1,238 (9.38) 483,354
BIODEL INC COM NEW 3,828 2,916 319.54 5,580,034
BIODELIVERY SCIENCES INTL INC COM 22,682 8,305 57.77 3,544,060