BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 06/30/2014

Position Statistics

Total Positions 92
New Positions 7
Increased Positions 35
Decreased Positions 33
Positions with Activity 68
Sold Out Positions 24
Total Mkt Value (in $ millions) 1,014

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.58%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 2.07%
Healthcare 89.36%
Services 2.28%
Technology 0%
Transportation 0%
Utilities

92 Positions as of 06/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
TEVA PHARMACEUTICAL INDS LTD ADR -15,632 Sold Out 0
ACELRX PHARMACEUTICALS INC COM -1,330 Sold Out 0
ACHILLION PHARMACEUTICALS INC COM -11,220 Sold Out 0
AEGERION PHARMACEUTICALS INC COM 26,926 15,292 131.44 810,044
AMAG PHARMACEUTICALS INC COM 66,235 36,944 126.13 1,960,775
ANACOR PHARMACEUTICALS INC COM 40,785 12,501 44.20 1,443,220
ANGIODYNAMICS INC COM 48,865 6,216 14.57 2,970,510
ANTARES PHARMA INC COM 6,131 1,508 32.61 3,050,000
AQUINOX PHARMACEUTICALS INC COM 3,543 New 510,500
ARATANA THERAPEUTICS INC COM 8,428 1,547 22.47 817,435
ATRICURE INC COM 15,024 4,159 38.27 985,193
AUXILIUM PHARMACEUTICALS INC COM 9,366 -3,469 (27.03) 300,000
BIODELIVERY SCIENCES INTL INC COM 55,234 -1,638 (2.88) 3,372,054
BIOSCRIP INC COM 6,709 5,425 422.22 1,148,885
BIOTA PHARMACEUTIALS INC COM 2,749 1,189 76.24 1,122,133
BROOKDALE SR LIVING INC COM 9,972 9,972 New 303,000
CARDICA INC COM 9,319 8,646 1,285.97 8,874,992
CAREFUSION CORP COM 7,113 7,113 New 125,000
CATALYST PHARM PARTNERS INC COM 6,432 6,432 New 2,400,000
CATAMARAN CORP COM -19,545 Sold Out 0


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