BROADFIN CAPITAL, LLC Information

300 PARK AVENUE, 25TH FLOOR, NEW YORK, New York, 10022, (212) 808-2463

Report Date: 12/31/2014

Position Statistics

Total Positions 78
New Positions 9
Increased Positions 36
Decreased Positions 25
Positions with Activity 61
Sold Out Positions 8
Total Mkt Value (in $ millions) 1,406

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.63%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 1.33%
Healthcare 86.87%
Services 0%
Technology
Transportation
Utilities

78 Positions as of 12/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ACCURAY INC COM 6,300 1,800 40 700,000
ADMA BIOLOGICS INC COM 3,561 3,561 New 389,193
AEGERION PHARMACEUTICALS INC COM 64,282 38,897 153.23 2,548,863
ALMOST FAMILY INC COM 5,571 -4,125 (42.54) 128,841
AMAG PHARMACEUTICALS INC COM 32,817 -53,629 (62.04) 573,530
AMPHASTAR PHARMACEUTICALS INC COM 32,152 2,267 7.58 2,127,854
ANACOR PHARMACEUTICALS INC COM 34,374 -18,846 (35.41) 504,320
ANGIODYNAMICS INC COM 44,334 -5,055 (10.24) 2,670,703
ANTARES PHARMA INC COM 13,019 2,770 27.03 4,700,000
AQUINOX PHARMACEUTICALS INC COM 4,031 161 4.17 531,768
ARATANA THERAPEUTICS INC COM 20,391 -2,962 (12.68) 1,259,471
ATRICURE INC COM 17,724 -2,146 (10.8) 825,902
AUSPEX PHARMACEUTICALS INC COM 10,068 10,068 New 100,000
BIODELIVERY SCIENCES INTL INC COM 22,670 3,443 17.91 2,396,399
BIOTA PHARMACEUTIALS INC COM 6,268 New 2,611,711
BROOKDALE SR LIVING INC COM -11,256 Sold Out 0
CARDICA INC COM 3,994 .01 8,874,992
CATALYST PHARM PARTNERS INC COM 10,560 4,400 71.43 2,400,000
CEMPRA INC COM 10,557 -24,870 (70.2) 284,625
CHEMOCENTRYX INC COM -6,184 Sold Out 0