BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 03/31/2014

Position Statistics

Total Positions 96
New Positions 37
Increased Positions 58
Decreased Positions 31
Positions with Activity 89
Sold Out Positions 11
Total Mkt Value (in $ millions) 989

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.75%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 1.99%
Healthcare 85%
Services 4.68%
Technology 0.21%
Transportation 0.53%
Utilities

96 Positions as of 03/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
TEVA PHARMACEUTICAL INDS LTD ADR 15,882 -29,958 (65.35) 291,636
ACELRX PHARMACEUTICALS INC COM 2,108 New 200,000
ACHILLION PHARMACEUTICALS INC COM 7,640 New 1,000,000
AEGERION PHARMACEUTICALS INC COM 9,965 9,965 New 350,000
AERIE PHARMACEUTICALS INC COM -10,160 Sold Out 0
AMAG PHARMACEUTICALS INC COM 17,368 17,368 New 867,117
ANACOR PHARMACEUTICALS INC COM 17,345 -8,949 (34.03) 1,000,869
ANGIODYNAMICS INC COM 38,242 1,410 3.83 2,592,649
ANTARES PHARMA INC COM 5,842 3,810 187.50 2,300,000
AQUINOX PHARMACEUTICALS INC COM 4,538 4,538 New 510,500
ARATANA THERAPEUTICS INC COM 9,725 9,725 New 667,435
ATRICURE INC COM 11,956 4,615 62.86 712,495
AUXILIUM PHARMACEUTICALS INC COM 8,210 -10,984 (57.23) 411,100
BIODELIVERY SCIENCES INTL INC COM 48,678 17,525 56.25 3,472,054
BIOSCRIP INC COM 1,626 1,626 New 220,000
BIOTA PHARMACEUTIALS INC COM 1,955 1,955 New 636,700
CARDICA INC COM 736 -4,752 (86.58) 640,346
CATAMARAN CORP COM 20,697 20,697 New 468,263
CEMPRA INC COM 8,615 -1,889 (17.98) 955,147
CHEMOCENTRYX INC COM 5,985 93 1.58 1,050,000


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