BROADFIN CAPITAL, LLC Information

300 PARK AVENUE, 25TH FLOOR, NEW YORK, New York, 10022, (212) 808-2463

Report Date: 03/31/2015

Position Statistics

Total Positions 91
New Positions 22
Increased Positions 38
Decreased Positions 33
Positions with Activity 71
Sold Out Positions 12
Total Mkt Value (in $ millions) 1,490

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 1.07%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 0.71%
Healthcare 83.3%
Services
Technology 1.48%
Transportation
Utilities

91 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ALMOST FAMILY INC COM -5,638 Sold Out 0
AMAG PHARMACEUTICALS INC COM -36,649 Sold Out 0
CELSUS THERAPEUTICS PLC SPONSORED ADR NE -268 Sold Out 0
CEMPRA INC COM -11,914 Sold Out 0
HEARTWARE INTL INC COM -4,536 Sold Out 0
INFINITY PHARMACEUTICALS INC COM -3,933 Sold Out 0
KINDRED HEALTHCARE INC COM -22,905 Sold Out 0
LIGAND PHARMACEUTICALS INC COM NEW -21,544 Sold Out 0
MASIMO CORP COM -4,080 Sold Out 0
RAPTOR PHARMACEUTICAL CORP COM -222 Sold Out 0
THORATEC CORP COM NEW -31,645 Sold Out 0
XENCOR INC COM -11,663 Sold Out 0
ALLIQUA BIOMEDICAL INC COM NEW 1,099 -4,732 (81.15) 220,675
ANACOR PHARMACEUTICALS INC COM 27,499 -47,741 (63.45) 184,320
CONMED CORP COM 5,539 -8,641 (60.94) 97,657
DEPOMED INC COM 22,214 -31,768 (58.85) 705,204
AMARIN CORP PLC SPONS ADR NEW 2,242 -2,807 (55.6) 991,883
LA JOLLA PHARMACEUTICAL CO COM PAR $.0001 2 21,385 -12,704 (37.27) 703,470
ATRICURE INC COM 14,822 -8,130 (35.42) 533,354
UNIVERSAL AMERN CORP NEW COM 10,512 -5,576 (34.66) 1,133,989