BROADFIN CAPITAL, LLC Information

300 PARK AVENUE, 25TH FLOOR, NEW YORK, New York, 10022, (212) 808-2463

Report Date: 03/31/2015

Position Statistics

Total Positions 91
New Positions 22
Increased Positions 38
Decreased Positions 33
Positions with Activity 71
Sold Out Positions 12
Total Mkt Value (in $ millions) 1,314

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 1.45%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 0.89%
Healthcare 82.62%
Services
Technology 1.78%
Transportation
Utilities

91 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
HORIZON PHARMA PLC SHS 228,745 -60,465 (20.91) 7,053,504
AMAG PHARMACEUTICALS INC COM -39,906 Sold Out 0
KINDRED HEALTHCARE INC COM -25,437 Sold Out 0
ANACOR PHARMACEUTICALS INC COM 13,127 -22,790 (63.45) 184,320
THORATEC CORP COM NEW -22,695 Sold Out 0
DEPOMED INC COM 14,711 -21,037 (58.85) 705,204
LIGAND PHARMACEUTICALS INC COM NEW -17,534 Sold Out 0
CEMPRA INC COM -10,449 Sold Out 0
XENCOR INC COM -9,449 Sold Out 0
LA JOLLA PHARMACEUTICAL CO COM PAR $.0001 2 15,708 -9,332 (37.27) 703,470
CONMED CORP COM 5,424 -8,461 (60.94) 97,657
EMERGENT BIOSOLUTIONS INC COM 57,683 -8,163 (12.4) 1,810,519
FLAMEL TECHNOLOGIES SA SPONSORED ADR 86,611 -7,950 (8.41) 4,719,959
ATRICURE INC COM 12,235 -6,711 (35.42) 533,354
UNIVERSAL AMERN CORP NEW COM 11,635 -6,172 (34.66) 1,133,989
INFINITY PHARMACEUTICALS INC COM -5,832 Sold Out 0
PERNIX THERAPEUTICS HLDGS INC COM 13,812 -5,616 (28.91) 2,168,326
ALMOST FAMILY INC COM -4,947 Sold Out 0
ALLIQUA BIOMEDICAL INC COM NEW 1,092 -4,704 (81.15) 220,675
ANGIODYNAMICS INC COM 38,496 -4,368 (10.19) 2,398,527