BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 06/30/2014

Position Statistics

Total Positions 92
New Positions 7
Increased Positions 35
Decreased Positions 33
Positions with Activity 68
Sold Out Positions 24
Total Mkt Value (in $ millions) 971

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.7%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 2.11%
Healthcare 88.49%
Services 2.65%
Technology 0%
Transportation 0%
Utilities

92 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
LANNET INC COM -29,708 Sold Out 0
CATAMARAN CORP COM -20,913 Sold Out 0
TEVA PHARMACEUTICAL INDS LTD ADR -14,888 Sold Out 0
MOLINA HEALTHCARE INC COM -12,271 Sold Out 0
ACHILLION PHARMACEUTICALS INC COM -11,060 Sold Out 0
OMNICARE INC COM -10,950 Sold Out 0
DEPOMED INC COM 37,150 -10,808 (22.54) 2,471,692
AIR METHODS CORP COM PAR $.06 -5,424 Sold Out 0
OMEROS CORP COM -3,870 Sold Out 0
AUXILIUM PHARMACEUTICALS INC COM 9,354 -3,464 (27.03) 300,000
POZEN INC COM 5,278 -3,387 (39.09) 659,730
THORATEC CORP COM NEW -3,381 Sold Out 0
INOVIO PHARMACEUTICALS INC COM NEW -3,163 Sold Out 0
NANOSTRING TECHNOLOGIES INC COM -3,158 Sold Out 0
SAREPTA THERAPEUTICS INC COM -3,153 Sold Out 0
ORTHOFIX INTL N V COM -3,099 Sold Out 0
PAIN THERAPEUTICS INC COM -3,011 Sold Out 0
IGNYTA INC COM 1,602 -2,967 (64.94) 225,000
INTRA CELLULAR THERAPIES INC COM -2,942 Sold Out 0
CONCERT PHARMACEUTICALS INC COM -2,770 Sold Out 0