BROADFIN CAPITAL, LLC Information

300 PARK AVENUE, 25TH FLOOR, NEW YORK, New York, 10022, (212) 808-2463

Report Date: 12/31/2015

Position Statistics

Total Positions 92
New Positions 9
Increased Positions 25
Decreased Positions 30
Positions with Activity 55
Sold Out Positions 11
Total Mkt Value (in $ millions) 1,070

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 1.46%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial
Healthcare 74.87%
Services
Technology
Transportation
Utilities

92 Positions as of 12/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
EMERGENT BIOSOLUTIONS INC COM 26,762 -37,738 (58.51) 672,922
NEVRO CORP COM 81,593 -27,545 (25.24) 1,201,480
SPECTRUM PHARMACEUTICALS INC COM -18,360 Sold Out 0
MASIMO CORP COM -18,050 Sold Out 0
CARDIOVASCULAR SYS INC DEL COM -16,632 Sold Out 0
HEARTWARE INTL INC COM -8,271 Sold Out 0
SPECTRANETICS CORP COM 10,177 -6,036 (37.23) 565,079
RIGEL PHARMACEUTICALS INC COM NEW 8,907 -5,700 (39.02) 3,125,282
ACCURAY INC COM -4,133 Sold Out 0
IDERA PHARMACEUTICALS INC COM NEW 5,199 -3,560 (40.65) 3,094,745
FLEXION THERAPEUTICS INC COM -3,435 Sold Out 0
IRADIMED CORP COM -3,428 Sold Out 0
AMPHASTAR PHARMACEUTICALS INC COM 12,622 -3,073 (19.58) 1,026,979
DYNAVAX TECHNOLOGIES CORP COM NEW 10,214 -2,595 (20.26) 629,710
VERACYTE INC COM 1,751 -2,475 (58.57) 304,980
BOVIE MEDICAL CORP COM -1,828 Sold Out 0
ARDELYX INC COM 2,857 -1,636 (36.41) 349,290
BIODEL INC COM NEW 836 -1,319 (61.21) 2,000,000
MIRATI THERAPEUTICS INC COM 5,083 -1,289 (20.23) 235,870
KEMPHARM INC COM 12,479 -1,149 (8.43) 732,338