BROADFIN CAPITAL, LLC Information

300 PARK AVENUE, 25TH FLOOR, NEW YORK, New York, 10022, (212) 808-2463

Report Date: 12/31/2014

Position Statistics

Total Positions 79
New Positions 10
Increased Positions 37
Decreased Positions 25
Positions with Activity 62
Sold Out Positions 8
Total Mkt Value (in $ millions) 1,279

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.62%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 1.21%
Healthcare 87.28%
Services 0%
Technology
Transportation
Utilities

79 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
AMAG PHARMACEUTICALS INC COM 28,195 -46,075 (62.04) 573,530
TETRAPHASE PHARMACEUTICALS INC COM -37,718 Sold Out 0
IMPAX LABORATORIES INC COM -26,311 Sold Out 0
CEMPRA INC COM 9,097 -21,430 (70.2) 284,625
NATUS MEDICAL INC DEL COM -16,012 Sold Out 0
DEPOMED INC COM 39,398 -13,794 (25.93) 1,713,702
RITE AID CORP COM -13,568 Sold Out 0
ANACOR PHARMACEUTICALS INC COM 22,336 -12,246 (35.41) 504,320
BROOKDALE SR LIVING INC COM -11,499 Sold Out 0
INFINITY PHARMACEUTICALS INC COM 7,182 -6,454 (47.33) 450,000
CHEMOCENTRYX INC COM -6,272 Sold Out 0
ANGIODYNAMICS INC COM 49,755 -5,673 (10.24) 2,670,703
PERNIX THERAPEUTICS HLDGS INC COM 33,093 -4,883 (12.86) 3,050,000
LIBERATOR MEDICAL HLDGS INC COM -4,396 Sold Out 0
XENCOR INC COM 8,334 -3,725 (30.89) 520,881
ALMOST FAMILY INC COM 4,811 -3,562 (42.54) 128,841
ARATANA THERAPEUTICS INC COM 24,144 -3,507 (12.68) 1,259,471
ALLIQUA BIOMEDICAL INC COM NEW 6,358 -2,033 (24.23) 1,170,910
ATRICURE INC COM 14,429 -1,747 (10.8) 825,902
IGI LABS INC COM 9,963 -1,635 (14.1) 974,810