BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 06/30/2014

Position Statistics

Total Positions 92
New Positions 7
Increased Positions 35
Decreased Positions 33
Positions with Activity 68
Sold Out Positions 24
Total Mkt Value (in $ millions) 983

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.72%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 2.14%
Healthcare 87.83%
Services 2.91%
Technology 0%
Transportation 0%
Utilities

92 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MOLINA HEALTHCARE INC COM -12,265 Sold Out 0
NANOSPHERE INC COM -600 Sold Out 0
NANOSTRING TECHNOLOGIES INC COM -3,189 Sold Out 0
OMEROS CORP COM -3,984 Sold Out 0
OMNICARE INC COM -11,191 Sold Out 0
ORTHOFIX INTL N V COM -3,111 Sold Out 0
PAIN THERAPEUTICS INC COM -3,011 Sold Out 0
SAREPTA THERAPEUTICS INC COM -3,382 Sold Out 0
TEVA PHARMACEUTICAL INDS LTD ADR -15,232 Sold Out 0
THERAPEUTICSMD INC COM -2,505 Sold Out 0
THORATEC CORP COM NEW -3,203 Sold Out 0
VOCERA COMMUNICATIONS INC COM -1,367 Sold Out 0