BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 06/30/2014

Position Statistics

Total Positions 92
New Positions 7
Increased Positions 35
Decreased Positions 33
Positions with Activity 68
Sold Out Positions 24
Total Mkt Value (in $ millions) 974

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.59%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 2.06%
Healthcare 89.17%
Services 2.29%
Technology 0%
Transportation 0%
Utilities

92 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
MOLINA HEALTHCARE INC COM -12,205 Sold Out 0
NANOSPHERE INC COM -728 Sold Out 0
NANOSTRING TECHNOLOGIES INC COM -2,640 Sold Out 0
OMEROS CORP COM -3,975 Sold Out 0
OMNICARE INC COM -10,936 Sold Out 0
ORTHOFIX INTL N V COM -2,804 Sold Out 0
PAIN THERAPEUTICS INC COM -3,245 Sold Out 0
SAREPTA THERAPEUTICS INC COM -3,370 Sold Out 0
TEVA PHARMACEUTICAL INDS LTD ADR -14,914 Sold Out 0
THERAPEUTICSMD INC COM -1,822 Sold Out 0
THORATEC CORP COM NEW -3,133 Sold Out 0
VOCERA COMMUNICATIONS INC COM -1,389 Sold Out 0