BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 06/30/2014

Position Statistics

Total Positions 92
New Positions 7
Increased Positions 35
Decreased Positions 33
Positions with Activity 68
Sold Out Positions 24
Total Mkt Value (in $ millions) 972

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.78%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 2.17%
Healthcare 87.76%
Services 2.96%
Technology 0%
Transportation 0%
Utilities

92 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CELSUS THERAPEUTICS PLC SPONSORED ADR NE 2,614 New 470,877
BIODEL INC COM NEW 2,567 New 1,330,034
LIPOCINE INC NEW COM 2,352 2,352 New 264,532
CAS MED SYS INC COM PAR $0.004 2,194 New 1,424,796
ANTHERA PHARMACEUTICALS INC COM NEW 1,931 New 766,329
IGNYTA INC COM 1,692 -3,134 (64.94) 225,000
DIGIRAD CORP COM 1,300 New 332,480
HAEMONETICS CORP COM 128 128 New 3,600
ACELRX PHARMACEUTICALS INC COM -1,424 Sold Out 0
ACHILLION PHARMACEUTICALS INC COM -11,450 Sold Out 0
AIR METHODS CORP COM PAR $.06 -5,852 Sold Out 0
AMARIN CORP PLC SPONS ADR NEW -1,920 Sold Out 0
CARDIOME PHARMA CORP COM NO PAR -1,420 Sold Out 0
CATAMARAN CORP COM -22,022 Sold Out 0
CONCERT PHARMACEUTICALS INC COM -1,820 Sold Out 0
CUTERA INC COM -2,084 Sold Out 0
INOVIO PHARMACEUTICALS INC COM NEW -3,322 Sold Out 0
INTRA CELLULAR THERAPIES INC COM -3,209 Sold Out 0
LANNET INC COM -26,529 Sold Out 0
MELA SCIENCES INC COM NEW -1 Sold Out 0