BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 06/30/2014

Position Statistics

Total Positions 92
New Positions 7
Increased Positions 34
Decreased Positions 34
Positions with Activity 68
Sold Out Positions 25
Total Mkt Value (in $ millions) 924

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.77%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 2.2%
Healthcare 87.39%
Services 3.08%
Technology 0%
Transportation 0%
Utilities

92 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
TONIX PHARMACEUTICALS HLDG COR COM NEW 6,481 New 467,639
ANTARES PHARMA INC COM 6,344 1,560 32.61 3,050,000
ZOGENIX INC COM 6,114 New 5,137,645
CAREFUSION CORP COM 5,631 5,631 New 125,000
AUXILIUM PHARMACEUTICALS INC COM 5,565 -2,061 (27.03) 300,000
CATALYST PHARM PARTNERS INC COM 5,448 5,448 New 2,400,000
CHEMOCENTRYX INC COM 5,240 New 1,050,000
POZEN INC COM 5,093 -3,268 (39.09) 659,730
DIPEXIUM PHARMACEUTICALS INC COM 4,299 138 3.31 475,000
LA JOLLA PHARMACEUTICAL CO COM PAR $.0001 2 3,955 895 29.24 387,721
RECRO PHARMA INC COM 3,832 241 6.70 672,195
AGENUS INC COM NEW 3,685 393 11.94 1,181,000
TREVENA INC COM 3,648 New 600,000
REDHILL BIOPHARMA LTD SPONSORED ADS 3,645 New 263,160
FLEXION THERAPEUTICS INC COM 3,527 New 263,204
MIRATI THERAPEUTICS INC COM 3,425 New 184,756
AQUINOX PHARMACEUTICALS INC COM 3,339 New 510,500
RXI PHARMACEUTICALS CORP NEW COM NEW 2,771 New 1,126,482
BIOTA PHARMACEUTIALS INC COM 2,682 1,160 76.24 1,122,133
CELSUS THERAPEUTICS PLC SPONSORED ADR NE 2,637 New 470,877