BROADFIN CAPITAL, LLC Information

300 PARK AVENUE, 25TH FLOOR, NEW YORK, New York, 10022, (212) 808-2463

Report Date: 12/31/2014

Position Statistics

Total Positions 79
New Positions 10
Increased Positions 37
Decreased Positions 25
Positions with Activity 62
Sold Out Positions 8
Total Mkt Value (in $ millions) 1,270

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.63%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 1.27%
Healthcare 87.11%
Services 0%
Technology
Transportation
Utilities

79 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PARATEK PHARMACEUTICALS INC COM 7,608 7,608 New 260,283
TREVENA INC COM 7,595 4,361 134.86 1,409,153
INFINITY PHARMACEUTICALS INC COM 6,840 -6,147 (47.33) 450,000
DIPEXIUM PHARMACEUTICALS INC COM 6,759 New 475,000
AUSPEX PHARMACEUTICALS INC COM 6,724 6,724 New 100,000
BIOTA PHARMACEUTIALS INC COM 6,582 New 2,611,711
ALLIQUA BIOMEDICAL INC COM NEW 6,534 -2,089 (24.23) 1,170,910
ACCURAY INC COM 6,286 1,796 40 700,000
TENAX THERAPEUTICS INC COM 6,201 New 1,968,631
CARDICA INC COM 5,609 1 .01 8,874,992
IGNYTA INC COM 5,480 3,559 185.20 641,700
IRADIMED CORP COM 5,233 -725 (12.17) 360,884
AQUINOX PHARMACEUTICALS INC COM 5,185 207 4.17 531,768
NOVADAQ TECHNOLOGIES INC COM 5,154 1,926 59.68 311,403
RECRO PHARMA INC COM 4,820 823 20.59 1,413,533
DURECT CORP COM 4,625 New 4,404,495
QLT INC COM 4,605 New 1,145,527
ALMOST FAMILY INC COM 4,589 -3,398 (42.54) 128,841
MIRATI THERAPEUTICS INC COM 4,392 New 184,756
HEARTWARE INTL INC COM 4,262 4,262 New 50,000