BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 03/31/2014

Position Statistics

Total Positions 96
New Positions 37
Increased Positions 58
Decreased Positions 31
Positions with Activity 89
Sold Out Positions 11
Total Mkt Value (in $ millions) 989

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.75%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 1.99%
Healthcare 85%
Services 4.68%
Technology 0.21%
Transportation 0.53%
Utilities

96 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ACHILLION PHARMACEUTICALS INC COM 7,640 New 1,000,000
UNIVERSAL AMERN CORP NEW COM 7,185 7,185 New 881,605
DURECT CORP COM 7,091 -1,668 (19.04) 4,404,495
CHEMOCENTRYX INC COM 5,985 93 1.58 1,050,000
IGNYTA INC COM 5,852 5,852 New 641,700
ANTARES PHARMA INC COM 5,842 3,810 187.50 2,300,000
TONIX PHARMACEUTICALS HLDG COR COM NEW 5,565 889 19.01 467,639
AIR METHODS CORP COM PAR $.06 5,193 5,193 New 100,000
QLT INC COM 4,788 New 784,893
RECRO PHARMA INC COM 4,662 4,662 New 630,000
AQUINOX PHARMACEUTICALS INC COM 4,538 4,538 New 510,500
DIPEXIUM PHARMACEUTICALS INC COM 4,405 4,405 New 459,800
OMEROS CORP COM 4,389 4,389 New 300,000
THORATEC CORP COM NEW 4,113 4,113 New 121,867
REDHILL BIOPHARMA LTD SPONSORED ADS 4,084 4,084 New 263,160
OXYGEN BIOTHERAPEUTICS INC COM PAR $0.0001 4,001 4,001 New 992,857
PAIN THERAPEUTICS INC COM 3,884 -2,241 (36.59) 780,000
TREVENA INC COM 3,780 3,780 New 600,000
FLEXION THERAPEUTICS INC COM 3,585 3,585 New 263,204
ORTHOFIX INTL N V COM 3,430 3,430 New 100,000


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