BROADFIN CAPITAL, LLC Information

300 PARK AVENUE, 25TH FLOOR, NEW YORK, New York, 10022, (212) 808-2463

Report Date: 03/31/2015

Position Statistics

Total Positions 91
New Positions 22
Increased Positions 38
Decreased Positions 33
Positions with Activity 71
Sold Out Positions 12
Total Mkt Value (in $ millions) 1,403

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 1.29%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 0.8%
Healthcare 82.13%
Services
Technology 1.74%
Transportation
Utilities

91 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ZOGENIX INC COM NEW 17,180 7,200 72.14 1,342,206
ARATANA THERAPEUTICS INC COM 16,039 -1,808 (10.13) 1,131,865
DERMA SCIENCES INC COM PAR $.01 14,935 1,918 14.73 2,130,477
ADVAXIS INC COM NEW 14,895 14,895 New 805,994
DEPOMED INC COM 14,696 -21,017 (58.85) 705,204
ANACOR PHARMACEUTICALS INC COM 14,486 -25,149 (63.45) 184,320
GENOCEA BIOSCIENCES INC COM 13,993 13,993 New 1,035,000
ONCOTHYREON INC COM 12,950 5,550 75 3,500,000
ATRICURE INC COM 12,672 -6,951 (35.42) 533,354
PERNIX THERAPEUTICS HLDGS INC COM 12,099 -4,920 (28.91) 2,168,326
UNIVERSAL AMERN CORP NEW COM 11,170 -5,925 (34.66) 1,133,989
TONIX PHARMACEUTICALS HLDG COR COM NEW 10,813 6,203 134.56 1,176,639
SYNERON MEDICAL LTD ORD SHS 10,625 New 1,005,221
ANTARES PHARMA INC COM 10,011 New 4,700,000
ALCOBRA LTD SHS 9,927 9,927 New 1,556,016
MIRATI THERAPEUTICS INC COM 9,592 3,809 65.87 306,463
LION BIOTECHNOLOGIES INC COM 9,535 9,535 New 1,062,419
ADMA BIOLOGICS INC COM 9,112 5,434 147.74 964,193
DURECT CORP COM 8,824 -1,130 (11.35) 3,904,495
REDHILL BIOPHARMA LTD SPONSORED ADS 8,485 4,078 92.55 484,281