BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 09/30/2014

Position Statistics

Total Positions 78
New Positions 10
Increased Positions 26
Decreased Positions 28
Positions with Activity 54
Sold Out Positions 8
Total Mkt Value (in $ millions) 1,016

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.5%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 1.66%
Healthcare 87.53%
Services 1.24%
Technology
Transportation
Utilities

78 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
THORATEC CORP COM NEW 15,633 15,633 New 500,000
DERMA SCIENCES INC COM PAR $.01 15,142 New 1,824,377
CEMPRA INC COM 13,277 New 955,147
INFINITY PHARMACEUTICALS INC COM 12,568 -8,592 (40.61) 854,384
DISCOVERY LABORATORIES INC NEW COM NEW 12,341 New 8,066,000
LA JOLLA PHARMACEUTICAL CO COM PAR $.0001 2 12,321 8,006 185.53 1,107,046
RIGEL PHARMACEUTICALS INC COM NEW 12,116 808 7.15 5,998,019
VOLCANO CORPORATION COM 11,232 11,232 New 994,854
IGI LABS INC COM 11,212 -9,536 (45.96) 1,134,810
DYNAVAX TECHNOLOGIES CORP COM NEW 11,015 New 766,010
BROOKDALE SR LIVING INC COM 10,711 New 303,000
SYNERON MEDICAL LTD ORD SHS 10,404 New 1,005,221
KINDRED HEALTHCARE INC COM 9,901 9,901 New 495,300
IDERA PHARMACEUTICALS INC COM NEW 9,872 New 3,525,700
ELEVEN BIOTHERAPEUTICS INC COM 9,744 New 857,715
RITE AID CORP COM 9,363 419 4.69 1,675,000
ANTARES PHARMA INC COM 8,510 1,495 21.31 3,700,000
XENCOR INC COM 8,049 -226 (2.74) 753,683
CORIUM INTL INC COM 7,672 New 1,400,000
ALLIQUA INC COM NEW 7,572 7,572 New 1,545,296