BROADFIN CAPITAL, LLC Information

300 PARK AVENUE, 25TH FLOOR, NEW YORK, New York, 10022, (212) 808-2463

Report Date: 03/31/2015

Position Statistics

Total Positions 91
New Positions 22
Increased Positions 38
Decreased Positions 33
Positions with Activity 71
Sold Out Positions 12
Total Mkt Value (in $ millions) 1,269

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 1.42%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 0.92%
Healthcare 82.36%
Services
Technology 1.84%
Transportation
Utilities

12 Sold Out Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ALMOST FAMILY INC COM -4,924 Sold Out 0
AMAG PHARMACEUTICALS INC COM -38,249 Sold Out 0
CELSUS THERAPEUTICS PLC SPONSORED ADR NE -216 Sold Out 0
CEMPRA INC COM -10,406 Sold Out 0
HEARTWARE INTL INC COM -3,736 Sold Out 0
INFINITY PHARMACEUTICALS INC COM -5,904 Sold Out 0
KINDRED HEALTHCARE INC COM -25,159 Sold Out 0
LIGAND PHARMACEUTICALS INC COM NEW -17,365 Sold Out 0
MASIMO CORP COM -3,511 Sold Out 0
RAPTOR PHARMACEUTICAL CORP COM -189 Sold Out 0
THORATEC CORP COM NEW -22,920 Sold Out 0
XENCOR INC COM -9,324 Sold Out 0