BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 06/30/2014

Position Statistics

Total Positions 92
New Positions 7
Increased Positions 35
Decreased Positions 33
Positions with Activity 68
Sold Out Positions 24
Total Mkt Value (in $ millions) 1,014

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.58%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 2.07%
Healthcare 89.36%
Services 2.28%
Technology 0%
Transportation 0%
Utilities

24 Sold Out Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ACELRX PHARMACEUTICALS INC COM -1,330 Sold Out 0
ACHILLION PHARMACEUTICALS INC COM -11,220 Sold Out 0
AIR METHODS CORP COM PAR $.06 -4,557 Sold Out 0
AMARIN CORP PLC SPONS ADR NEW -1,050 Sold Out 0
CARDIOME PHARMA CORP COM NO PAR -1,702 Sold Out 0
CATAMARAN CORP COM -19,545 Sold Out 0
CONCERT PHARMACEUTICALS INC COM -2,752 Sold Out 0
CUTERA INC COM -2,127 Sold Out 0
INOVIO PHARMACEUTICALS INC COM NEW -3,500 Sold Out 0
INTRA CELLULAR THERAPIES INC COM -3,339 Sold Out 0
LANNET INC COM -33,700 Sold Out 0
MELA SCIENCES INC COM NEW -1 Sold Out 0
MOLINA HEALTHCARE INC COM -12,504 Sold Out 0
NANOSPHERE INC COM -500 Sold Out 0
NANOSTRING TECHNOLOGIES INC COM -2,683 Sold Out 0
OMEROS CORP COM -3,654 Sold Out 0
OMNICARE INC COM -11,214 Sold Out 0
ORTHOFIX INTL N V COM -2,871 Sold Out 0
PAIN THERAPEUTICS INC COM -3,206 Sold Out 0
SAREPTA THERAPEUTICS INC COM -3,494 Sold Out 0