BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 03/31/2013

Position Statistics:

Total Positions 52
New Positions 8
Increased Positions 19
Decreased Positions 25
Positions with Activity 44
Sold Out Positions 9
Total Mkt Value
(in $ millions)
483

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial
Healthcare 98.15%
Services
Technology 1.85%
Transportation
Utilities

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

9 Sold Out Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ABIOMED INC COM -8,792 Sold Out 0
CARDIONET INC COM -893 Sold Out 0
CONCEPTUS INC COM -2,396 Sold Out 0
MISONIX INC COM -232 Sold Out 0
NEKTAR THERAPEUTICS COM -4,635 Sold Out 0
NUVASIVE INC COM -6,138 Sold Out 0
NXSTAGE MEDICAL INC COM -4,648 Sold Out 0
ONCOTHYREON INC COM -1,440 Sold Out 0
SUCAMPO PHARMACEUTICALS INC CL A -522 Sold Out 0

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