BROADFIN CAPITAL, LLC Information

300 PARK AVENUE, 25TH FLOOR, NEW YORK, New York, 10022, (212) 808-2463

Report Date: 06/30/2016

Position Statistics

Total Positions 72
New Positions 8
Increased Positions 21
Decreased Positions 25
Positions with Activity 46
Sold Out Positions 7
Total Mkt Value (in $ millions) 1,114

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 1.35%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial
Healthcare 80.86%
Services
Technology
Transportation
Utilities

7 Sold Out Positions as of 06/30/2016

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ARDELYX INC COM -2,175 Sold Out 0
EPIRUS BIOPHARMACEUTICALS INC COM -50 Sold Out 0
KEMPHARM INC COM -1,555 Sold Out 0
PERNIX THERAPEUTICS HLDGS INC COM -4,793 Sold Out 0
SPECTRANETICS CORP COM -1,819 Sold Out 0
SYNERON MEDICAL LTD ORD SHS -5,899 Sold Out 0
VERACYTE INC COM -506 Sold Out 0