BROADFIN CAPITAL, LLC Information

300 PARK AVENUE, 25TH FLOOR, NEW YORK, New York, 10022, (212) 808-2463

Report Date: 12/31/2014

Position Statistics

Total Positions 78
New Positions 9
Increased Positions 36
Decreased Positions 25
Positions with Activity 61
Sold Out Positions 8
Total Mkt Value (in $ millions) 1,359

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.64%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 1.38%
Healthcare 86.92%
Services 0%
Technology
Transportation
Utilities

8 Sold Out Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
BROOKDALE SR LIVING INC COM -11,114 Sold Out 0
CHEMOCENTRYX INC COM -5,768 Sold Out 0
DIGIRAD CORP COM -1,516 Sold Out 0
IMPAX LABORATORIES INC COM -30,746 Sold Out 0
LIBERATOR MEDICAL HLDGS INC COM -3,809 Sold Out 0
NATUS MEDICAL INC DEL COM -19,075 Sold Out 0
RITE AID CORP COM -13,551 Sold Out 0
TETRAPHASE PHARMACEUTICALS INC COM -36,202 Sold Out 0