BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 03/31/2014

Position Statistics

Total Positions 96
New Positions 37
Increased Positions 58
Decreased Positions 31
Positions with Activity 89
Sold Out Positions 11
Total Mkt Value (in $ millions) 945

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.77%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 2.13%
Healthcare 84.99%
Services 4.95%
Technology 0.22%
Transportation 0.54%
Utilities

11 Sold Out Positions as of 03/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
AERIE PHARMACEUTICALS INC COM -8,349 Sold Out 0
ASSEMBLY BIOSCIENCES INC COM -2,623 Sold Out 0
DURATA THERAPEUTICS INC COM -2,631 Sold Out 0
EPIZYME INC COM -3,347 Sold Out 0
NPS PHARMACEUTICALS INC COM -11,716 Sold Out 0
NXSTAGE MEDICAL INC COM -7,228 Sold Out 0
OPHTHOTECH CORP COM -6,000 Sold Out 0
RITE AID CORP COM -3,690 Sold Out 0
ST JUDE MED INC COM -7 Sold Out 0
TARGACEPT INC COM -1,175 Sold Out 0
TORNIER N V SHS -324 Sold Out 0