BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 03/31/2014

Position Statistics

Total Positions 96
New Positions 37
Increased Positions 58
Decreased Positions 31
Positions with Activity 89
Sold Out Positions 11
Total Mkt Value (in $ millions) 903

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.79%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 2.11%
Healthcare 84.67%
Services 5.1%
Technology 0.22%
Transportation 0.57%
Utilities

11 Sold Out Positions as of 03/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
AERIE PHARMACEUTICALS INC COM -7,551 Sold Out 0
ASSEMBLY BIOSCIENCES INC COM -2,464 Sold Out 0
DURATA THERAPEUTICS INC COM -2,415 Sold Out 0
EPIZYME INC COM -3,296 Sold Out 0
NPS PHARMACEUTICALS INC COM -11,688 Sold Out 0
NXSTAGE MEDICAL INC COM -7,337 Sold Out 0
OPHTHOTECH CORP COM -6,077 Sold Out 0
RITE AID CORP COM -3,280 Sold Out 0
ST JUDE MED INC COM -7 Sold Out 0
TARGACEPT INC COM -837 Sold Out 0
TORNIER N V SHS -322 Sold Out 0