BROADFIN CAPITAL, LLC Information

300 PARK AVENUE, 25TH FLOOR, NEW YORK, New York, 10022, (212) 808-2463

Report Date: 12/31/2014

Position Statistics

Total Positions 79
New Positions 10
Increased Positions 37
Decreased Positions 25
Positions with Activity 62
Sold Out Positions 8
Total Mkt Value (in $ millions) 1,314

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.65%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 1.22%
Healthcare 87.21%
Services 0%
Technology
Transportation
Utilities

8 Sold Out Positions as of 12/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
BROOKDALE SR LIVING INC COM -11,405 Sold Out 0
CHEMOCENTRYX INC COM -6,384 Sold Out 0
DIGIRAD CORP COM -1,463 Sold Out 0
IMPAX LABORATORIES INC COM -26,410 Sold Out 0
LIBERATOR MEDICAL HLDGS INC COM -4,281 Sold Out 0
NATUS MEDICAL INC DEL COM -16,732 Sold Out 0
RITE AID CORP COM -12,864 Sold Out 0
TETRAPHASE PHARMACEUTICALS INC COM -37,305 Sold Out 0