BROADFIN CAPITAL, LLC Information

300 PARK AVENUE, 25TH FLOOR, NEW YORK, New York, 10022, (212) 808-2463

Report Date: 03/31/2017

Position Statistics

Total Positions 62
New Positions 4
Increased Positions 12
Decreased Positions 32
Positions with Activity 44
Sold Out Positions 15
Total Mkt Value (in $ millions) 714

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Energy
Basic Materials
Industrials
Consumer Cyclicals
Consumer Non-Cyclicals
Financials 0%
Healthcare 100%
Technology
Telecommunication Services
Utilities

15 Sold Out Positions as of 03/31/2017

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ACORDA THERAPEUTICS INC COM -12,529 Sold Out 0
AEVI GENOMIC MEDICINE INC COM -4,314 Sold Out 0
EGALET CORP COM -1,240 Sold Out 0
GLAUKOS CORP COM -6,250 Sold Out 0
MEDTRONIC PLC SHS -6,690 Sold Out 0
NEVRO CORP COM -3,196 Sold Out 0
NOVADAQ TECHNOLOGIES INC COM -4,797 Sold Out 0
PACIRA PHARMACEUTICALS INC COM -7,150 Sold Out 0
PALATIN TECHNOLOGIES INC COM PAR $ .01 -1,531 Sold Out 0
REDHILL BIOPHARMA LTD SPONSORED ADS -2,284 Sold Out 0
TENAX THERAPEUTICS INC COM -1,142 Sold Out 0
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR -21,115 Sold Out 0
TRUPANION INC COM -1,496 Sold Out 0
ZIMMER BIOMET HLDGS INC COM -10,779 Sold Out 0
ZOGENIX INC COM NEW -11,496 Sold Out 0