BROADFIN CAPITAL, LLC Information

300 PARK AVENUE, 25TH FLOOR, NEW YORK, New York, 10022, (212) 808-2463

Report Date: 06/30/2015

Position Statistics

Total Positions 95
New Positions 16
Increased Positions 42
Decreased Positions 26
Positions with Activity 68
Sold Out Positions 7
Total Mkt Value (in $ millions) 1,435

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.98%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 0%
Healthcare 78.07%
Services
Technology 1.67%
Transportation
Utilities

7 Sold Out Positions as of 06/30/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ALLIQUA BIOMEDICAL INC COM NEW -947 Sold Out 0
ANACOR PHARMACEUTICALS INC COM -24,629 Sold Out 0
CONMED CORP COM -5,198 Sold Out 0
ELEVEN BIOTHERAPEUTICS INC COM -3,507 Sold Out 0
GENOMIC HEALTH INC COM -2,005 Sold Out 0
TANDEM DIABETES CARE INC COM -1,126 Sold Out 0
UNIVERSAL AMERN CORP NEW COM -8,119 Sold Out 0