BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 03/31/2013

Position Statistics:

Total Positions 51
New Positions 8
Increased Positions 19
Decreased Positions 24
Positions with Activity 43
Sold Out Positions 8
Total Mkt Value
(in $ millions)
489

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial
Healthcare 98.17%
Services
Technology 1.83%
Transportation
Utilities

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

8 Sold Out Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ABIOMED INC COM -8,800 Sold Out 0
CARDIONET INC COM -1,825 Sold Out 0
MISONIX INC COM -218 Sold Out 0
NEKTAR THERAPEUTICS COM -4,905 Sold Out 0
NUVASIVE INC COM -6,141 Sold Out 0
NXSTAGE MEDICAL INC COM -4,859 Sold Out 0
ONCOTHYREON INC COM -1,331 Sold Out 0
SUCAMPO PHARMACEUTICALS INC CL A -409 Sold Out 0

Create your free portfolio