BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 06/30/2014

Position Statistics

Total Positions 92
New Positions 7
Increased Positions 35
Decreased Positions 33
Positions with Activity 68
Sold Out Positions 24
Total Mkt Value (in $ millions) 1,032

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.55%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 2.09%
Healthcare 89.41%
Services 2.3%
Technology 0%
Transportation 0%
Utilities

7 New Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
HAEMONETICS CORP COM 135 135 New 3,600
LIPOCINE INC NEW COM 1,249 1,249 New 264,532
CATALYST PHARM PARTNERS INC COM 6,528 6,528 New 2,400,000
CAREFUSION CORP COM 7,163 7,163 New 125,000
CORIUM INTL INC COM 7,364 7,364 New 1,400,000
RITE AID CORP COM 8,096 8,096 New 1,600,000
BROOKDALE SR LIVING INC COM 10,069 10,069 New 303,000