BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 09/30/2014

Position Statistics

Total Positions 78
New Positions 10
Increased Positions 26
Decreased Positions 28
Positions with Activity 54
Sold Out Positions 8
Total Mkt Value (in $ millions) 1,151

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.68%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 1.48%
Healthcare 86.91%
Services 1.34%
Technology
Transportation
Utilities

10 New Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ONCOTHYREON INC COM 2,370 2,370 New 1,500,000
ACCURAY INC COM 3,685 3,685 New 500,000
IRADIMED CORP COM 6,015 6,015 New 410,884
ALMOST FAMILY INC COM 6,808 6,808 New 224,230
CONMED CORP COM 7,146 7,146 New 150,000
ALLIQUA BIOMEDICAL INC COM NEW 7,696 7,696 New 1,545,296
KINDRED HEALTHCARE INC COM 9,143 9,143 New 495,300
VOLCANO CORPORATION COM 17,878 17,878 New 994,854
THORATEC CORP COM NEW 17,945 17,945 New 500,000
AMPHASTAR PHARMACEUTICALS INC COM 23,991 23,991 New 1,977,854