BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 03/31/2014

Position Statistics

Total Positions 96
New Positions 37
Increased Positions 58
Decreased Positions 31
Positions with Activity 89
Sold Out Positions 11
Total Mkt Value (in $ millions) 903

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.79%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 2.11%
Healthcare 84.67%
Services 5.1%
Technology 0.22%
Transportation 0.57%
Utilities

37 New Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
MELA SCIENCES INC COM NEW 1 1 New 400
AIR METHODS CORP COM PAR $.06 5,103 5,103 New 100,000
ORTHOFIX INTL N V COM 3,318 3,318 New 100,000
THORATEC CORP COM NEW 3,818 3,818 New 121,867
VOCERA COMMUNICATIONS INC COM 1,974 1,974 New 160,597
OMNICARE INC COM 11,071 11,071 New 175,000
CARDIOME PHARMA CORP COM NO PAR 1,340 1,340 New 200,000
CONCERT PHARMACEUTICALS INC COM 1,726 1,726 New 200,000
BIOSCRIP INC COM 1,639 1,639 New 220,000
INTRA CELLULAR THERAPIES INC COM 3,108 3,108 New 224,234
NANOSTRING TECHNOLOGIES INC COM 3,166 3,166 New 254,068
REDHILL BIOPHARMA LTD SPONSORED ADS 3,817 3,817 New 263,160
FLEXION THERAPEUTICS INC COM 3,206 3,206 New 263,204
LA JOLLA PHARMACEUTICAL CO COM PAR $.0001 2 3,195 3,195 New 300,000
OMEROS CORP COM 4,203 4,203 New 300,000
INOVIO PHARMACEUTICALS INC COM NEW 3,581 3,581 New 312,500
AEGERION PHARMACEUTICALS INC COM 10,717 10,717 New 350,000
DIPEXIUM PHARMACEUTICALS INC COM 4,501 4,501 New 459,800
CATAMARAN CORP COM 21,137 21,137 New 468,263
CELSUS THERAPEUTICS PLC SPONSORED ADR NE 2,663 2,663 New 470,877