BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 03/31/2014

Position Statistics

Total Positions 96
New Positions 37
Increased Positions 58
Decreased Positions 31
Positions with Activity 89
Sold Out Positions 11
Total Mkt Value (in $ millions) 915

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.81%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 2.07%
Healthcare 84.62%
Services 5.11%
Technology 0.22%
Transportation 0.55%
Utilities

37 New Positions as of 03/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
AEGERION PHARMACEUTICALS INC COM 12,478 12,478 New 350,000
AGENUS INC COM NEW 3,587 3,587 New 1,055,000
AIR METHODS CORP COM PAR $.06 5,076 5,076 New 100,000
AMAG PHARMACEUTICALS INC COM 16,943 16,943 New 867,117
AMARIN CORP PLC SPONS ADR NEW 1,590 1,590 New 1,000,000
AQUINOX PHARMACEUTICALS INC COM 3,961 3,961 New 510,500
ARATANA THERAPEUTICS INC COM 8,149 8,149 New 667,435
BIOSCRIP INC COM 1,676 1,676 New 220,000
BIOTA PHARMACEUTIALS INC COM 2,082 2,082 New 636,700
CARDIOME PHARMA CORP COM NO PAR 1,340 1,340 New 200,000
CATAMARAN CORP COM 21,507 21,507 New 468,263
CELSUS THERAPEUTICS PLC SPONSORED ADR NE 2,663 2,663 New 470,877
CONCERT PHARMACEUTICALS INC COM 1,686 1,686 New 200,000
DIPEXIUM PHARMACEUTICALS INC COM 4,488 4,488 New 459,800
ELEVEN BIOTHERAPEUTICS INC COM 9,636 9,636 New 861,933
FLEXION THERAPEUTICS INC COM 3,227 3,227 New 263,204
HERON THERAPEUTICS INC COM 20,858 20,858 New 2,233,173
IGNYTA INC COM 5,249 5,249 New 641,700
INOVIO PHARMACEUTICALS INC COM NEW 3,447 3,447 New 312,500
INTRA CELLULAR THERAPIES INC COM 3,316 3,316 New 224,234