BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 03/31/2014

Position Statistics

Total Positions 96
New Positions 37
Increased Positions 58
Decreased Positions 31
Positions with Activity 89
Sold Out Positions 11
Total Mkt Value (in $ millions) 986

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.72%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 2.02%
Healthcare 84.96%
Services 4.68%
Technology 0.21%
Transportation 0.52%
Utilities

37 New Positions as of 03/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
AEGERION PHARMACEUTICALS INC COM 10,199 10,199 New 350,000
AMAG PHARMACEUTICALS INC COM 16,536 16,536 New 867,117
AQUINOX PHARMACEUTICALS INC COM 4,646 4,646 New 510,500
ARATANA THERAPEUTICS INC COM 10,225 10,225 New 667,435
BIOSCRIP INC COM 1,617 1,617 New 220,000
BIOTA PHARMACEUTIALS INC COM 1,910 1,910 New 636,700
CATAMARAN CORP COM 20,341 20,341 New 468,263
CONCERT PHARMACEUTICALS INC COM 1,782 1,782 New 200,000
DIPEXIUM PHARMACEUTICALS INC COM 4,207 4,207 New 459,800
ELEVEN BIOTHERAPEUTICS INC COM 11,481 11,481 New 861,933
FLEXION THERAPEUTICS INC COM 3,506 3,506 New 263,204
HERON THERAPEUTICS INC COM 22,935 22,935 New 2,233,173
IGNYTA INC COM 5,852 5,852 New 641,700
INTRA CELLULAR THERAPIES INC COM 3,568 3,568 New 224,234
MELA SCIENCES INC COM 1 1 New 4,000
NANOSPHERE INC COM 1,520 1,520 New 1,000,000
NANOSTRING TECHNOLOGIES INC COM 3,333 3,333 New 254,068
OMEROS CORP COM 4,425 4,425 New 300,000
OMNICARE INC COM 11,491 11,491 New 175,000
ORTHOFIX INTL N V COM 3,536 3,536 New 100,000