BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 06/30/2014

Position Statistics

Total Positions 92
New Positions 7
Increased Positions 35
Decreased Positions 33
Positions with Activity 68
Sold Out Positions 24
Total Mkt Value (in $ millions) 984

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.71%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 2.13%
Healthcare 81.89%
Services 2.69%
Technology 0%
Transportation 0%
Utilities

7 New Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
BROOKDALE SR LIVING INC COM 9,987 9,987 New 303,000
CAREFUSION CORP COM 5,844 5,844 New 125,000
CATALYST PHARM PARTNERS INC COM 7,416 7,416 New 2,400,000
CORIUM INTL INC COM 9,380 9,380 New 1,400,000
HAEMONETICS CORP COM 124 124 New 3,600
LIPOCINE INC NEW COM 1,447 1,447 New 264,532
RITE AID CORP COM 8,560 8,560 New 1,600,000