BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 03/31/2014

Position Statistics

Total Positions 96
New Positions 37
Increased Positions 58
Decreased Positions 31
Positions with Activity 89
Sold Out Positions 11
Total Mkt Value (in $ millions) 935

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.77%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 2.06%
Healthcare 85.14%
Services 4.97%
Technology 0.21%
Transportation 0.54%
Utilities

37 New Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
MELA SCIENCES INC COM NEW 1 1 New 400
CARDIOME PHARMA CORP COM NO PAR 1,336 1,336 New 200,000
NANOSPHERE INC COM 1,470 1,470 New 1,000,000
AMARIN CORP PLC SPONS ADR NEW 1,500 1,500 New 1,000,000
BIOSCRIP INC COM 1,595 1,595 New 220,000
CONCERT PHARMACEUTICALS INC COM 1,728 1,728 New 200,000
BIOTA PHARMACEUTIALS INC COM 1,948 1,948 New 636,700
VOCERA COMMUNICATIONS INC COM 1,966 1,966 New 160,597
CELSUS THERAPEUTICS PLC SPONSORED ADR NE 2,661 2,661 New 470,877
RXI PHARMACEUTICALS CORP NEW COM NEW 2,794 2,794 New 1,126,482
INTRA CELLULAR THERAPIES INC COM 3,076 3,076 New 224,234
NANOSTRING TECHNOLOGIES INC COM 3,140 3,140 New 254,068
FLEXION THERAPEUTICS INC COM 3,261 3,261 New 263,204
ORTHOFIX INTL N V COM 3,353 3,353 New 100,000
LA JOLLA PHARMACEUTICAL CO COM PAR $.0001 2 3,378 3,378 New 300,000
TREVENA INC COM 3,384 3,384 New 600,000
AGENUS INC COM NEW 3,418 3,418 New 1,055,000
RECRO PHARMA INC COM 3,663 3,663 New 630,000
REDHILL BIOPHARMA LTD SPONSORED ADS 3,840 3,840 New 263,160
OXYGEN BIOTHERAPEUTICS INC COM PAR $0.0001 3,912 3,912 New 992,857