BROADFIN CAPITAL, LLC Information

300 PARK AVENUE, 25TH FLOOR, NEW YORK, New York, 10022, (212) 808-2463

Report Date: 03/31/2015

Position Statistics

Total Positions 91
New Positions 22
Increased Positions 38
Decreased Positions 33
Positions with Activity 71
Sold Out Positions 12
Total Mkt Value (in $ millions) 1,490

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 1.07%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 0.71%
Healthcare 83.3%
Services
Technology 1.48%
Transportation
Utilities

22 New Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ALERE INC COM 21,992 21,992 New 452,423
GENOCEA BIOSCIENCES INC COM 13,455 13,455 New 1,035,000
ADVAXIS INC COM NEW 13,428 13,428 New 805,994
ALCOBRA LTD SHS 11,499 11,499 New 1,556,016
LION BIOTECHNOLOGIES INC COM 9,094 9,094 New 1,062,419
VERASTEM INC COM 7,665 7,665 New 1,050,000
SPECTRUM PHARMACEUTICALS INC COM 5,532 5,532 New 800,000
OHR PHARMACEUTICAL INC COM NEW 5,449 5,449 New 1,775,000
EPIRUS BIOPHARMACEUTICALS INC COM 5,030 5,030 New 775,000
BIOLINERX LTD SPONSORED ADR 4,898 4,898 New 3,100,000
ZOSANO PHARMA CORP COM 3,788 3,788 New 485,000
CAPRICOR THERAPEUTICS INC COM 3,247 3,247 New 705,882
TORNIER N V SHS 2,489 2,489 New 100,000
BOVIE MEDICAL CORP COM 2,335 2,335 New 1,011,000
TEARLAB CORP COM 2,277 2,277 New 914,499
GENOMIC HEALTH INC COM 2,031 2,031 New 75,000
UNILIFE CORP NEW COM 2,024 2,024 New 1,150,000
TANDEM DIABETES CARE INC COM 1,280 1,280 New 101,957
XOMA CORP DEL COM 1,097 1,097 New 1,500,000
MELA SCIENCES INC COM NEW 694 694 New 587,915