BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 03/31/2014

Position Statistics

Total Positions 96
New Positions 37
Increased Positions 58
Decreased Positions 31
Positions with Activity 89
Sold Out Positions 11
Total Mkt Value (in $ millions) 989

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.75%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 1.99%
Healthcare 85%
Services 4.68%
Technology 0.21%
Transportation 0.53%
Utilities

37 New Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
PERNIX THERAPEUTICS HLDGS INC COM 30,835 30,835 New 3,500,000
HERON THERAPEUTICS INC COM 22,443 22,443 New 2,233,173
CATAMARAN CORP COM 20,697 20,697 New 468,263
RETROPHIN INC COM 17,642 17,642 New 1,609,696
AMAG PHARMACEUTICALS INC COM 17,368 17,368 New 867,117
OMNICARE INC COM 11,429 11,429 New 175,000
ELEVEN BIOTHERAPEUTICS INC COM 11,352 11,352 New 861,933
AEGERION PHARMACEUTICALS INC COM 9,965 9,965 New 350,000
ARATANA THERAPEUTICS INC COM 9,725 9,725 New 667,435
UNIVERSAL AMERN CORP NEW COM 7,185 7,185 New 881,605
IGNYTA INC COM 5,852 5,852 New 641,700
AIR METHODS CORP COM PAR $.06 5,193 5,193 New 100,000
RECRO PHARMA INC COM 4,662 4,662 New 630,000
AQUINOX PHARMACEUTICALS INC COM 4,538 4,538 New 510,500
DIPEXIUM PHARMACEUTICALS INC COM 4,405 4,405 New 459,800
OMEROS CORP COM 4,389 4,389 New 300,000
THORATEC CORP COM NEW 4,113 4,113 New 121,867
REDHILL BIOPHARMA LTD SPONSORED ADS 4,084 4,084 New 263,160
OXYGEN BIOTHERAPEUTICS INC COM PAR $0.0001 4,001 4,001 New 992,857
TREVENA INC COM 3,780 3,780 New 600,000


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