BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 03/31/2013

Position Statistics:

Total Positions 52
New Positions 8
Increased Positions 19
Decreased Positions 25
Positions with Activity 44
Sold Out Positions 9
Total Mkt Value
(in $ millions)
481

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial
Healthcare 98.09%
Services
Technology 1.91%
Transportation
Utilities

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

19 INCREASED Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
SPECTRANETICS CORP COM 309 309 New 14,889
GLOBUS MED INC CL A 1,218 1,218 New 90,252
INSULET CORP COM 3,531 3,531 New 119,041
ARTHROCARE CORP COM 8,645 4,238 96.14 249,506
ROCKWELL MED INC COM 1,138 54 4.96 328,065
INSMED INC COM PAR $.01 4,003 1,090 37.42 367,240
AUXILIUM PHARMACEUTICALS INC COM 6,755 3,002 80 450,000
ATRICURE INC COM 7,182 1,192 19.90 791,841
ZOGENIX INC COM 1,710 1,710 New 1,068,493
NPS PHARMACEUTICALS INC COM 22,979 22,979 New 1,609,154
VENTRUS BIOSCIENCES INC COM 4,894 4,894 New 1,840,000
INTELLIPHARMACEUTICS INTL INC COM 3,471 412 13.46 1,960,779
NOVADAQ TECHNOLOGIES INC COM 28,765 3,591 14.26 1,994,794
IMPAX LABORATORIES INC COM 36,860 26,713 263.26 2,001,092
BIODELIVERY SCIENCES INTL INC COM 9,561 711 8.03 2,017,000
ANGIODYNAMICS INC COM 25,973 3,620 16.19 2,431,882
DEPOMED INC COM 17,284 7,718 80.69 3,154,026
ANTHERA PHARMACEUTICALS INC COM 2,554 2,554 New 4,200,000
CARDICA INC COM 5,529 5,529 New 4,285,715