BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 03/31/2014

Position Statistics

Total Positions 96
New Positions 37
Increased Positions 58
Decreased Positions 31
Positions with Activity 89
Sold Out Positions 11
Total Mkt Value (in $ millions) 986

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.72%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 2.02%
Healthcare 84.96%
Services 4.68%
Technology 0.21%
Transportation 0.52%
Utilities

58 INCREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
MELA SCIENCES INC COM 1 1 New 4,000
AIR METHODS CORP COM PAR $.06 5,163 5,163 New 100,000
ORTHOFIX INTL N V COM 3,536 3,536 New 100,000
THORATEC CORP COM NEW 4,131 4,131 New 121,867
VOCERA COMMUNICATIONS INC COM 2,109 2,109 New 160,597
OMNICARE INC COM 11,491 11,491 New 175,000
CARDIOME PHARMA CORP COM NO PAR 1,506 1,506 New 200,000
CONCERT PHARMACEUTICALS INC COM 1,782 1,782 New 200,000
BIOSCRIP INC COM 1,617 1,617 New 220,000
INTRA CELLULAR THERAPIES INC COM 3,568 3,568 New 224,234
NANOSTRING TECHNOLOGIES INC COM 3,333 3,333 New 254,068
REDHILL BIOPHARMA LTD SPONSORED ADS 3,926 3,926 New 263,160
FLEXION THERAPEUTICS INC COM 3,506 3,506 New 263,204
MOLINA HEALTHCARE INC COM 12,636 2,100 19.93 275,000
LA JOLLA PHARMACEUTICAL CO COM PAR $.0001 2 2,703 2,703 New 300,000
OMEROS CORP COM 4,425 4,425 New 300,000
INOVIO PHARMACEUTICALS INC COM NEW 3,078 3,078 New 312,500
DIGIRAD CORP COM 1,140 370 48.11 332,480
AEGERION PHARMACEUTICALS INC COM 10,199 10,199 New 350,000
SAGENT PHARMACEUTICALS INC COM 9,995 1,546 18.30 380,188