BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 06/30/2014

Position Statistics

Total Positions 92
New Positions 7
Increased Positions 35
Decreased Positions 33
Positions with Activity 68
Sold Out Positions 24
Total Mkt Value (in $ millions) 970

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.75%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 2.14%
Healthcare 87.76%
Services 3.01%
Technology 0%
Transportation 0%
Utilities

35 INCREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
HAEMONETICS CORP COM 130 130 New 3,600
CAREFUSION CORP COM 5,656 5,656 New 125,000
LIPOCINE INC NEW COM 2,177 2,177 New 264,532
BROOKDALE SR LIVING INC COM 10,590 10,590 New 303,000
LA JOLLA PHARMACEUTICAL CO COM PAR $.0001 2 4,079 923 29.24 387,721
DIPEXIUM PHARMACEUTICALS INC COM 4,579 147 3.31 475,000
RECRO PHARMA INC COM 3,758 236 6.70 672,195
AEGERION PHARMACEUTICALS INC COM 25,087 14,248 131.44 810,044
ARATANA THERAPEUTICS INC COM 10,005 1,836 22.47 817,435
ATRICURE INC COM 16,108 4,459 38.27 985,193
BIOTA PHARMACEUTIALS INC COM 2,716 1,175 76.24 1,122,133
BIOSCRIP INC COM 9,697 7,840 422.22 1,148,885
AGENUS INC COM NEW 3,732 398 11.94 1,181,000
QLT INC COM 7,399 3,027 69.25 1,328,392
CORIUM INTL INC COM 8,862 8,862 New 1,400,000
INFINITY PHARMACEUTICALS INC COM 16,658 1,303 8.48 1,438,484
ANACOR PHARMACEUTICALS INC COM 32,501 9,962 44.20 1,443,220
RITE AID CORP COM 10,288 10,288 New 1,600,000
RETROPHIN INC COM 21,996 861 4.07 1,675,251
DERMA SCIENCES INC COM PAR $.01 15,671 1,328 9.26 1,824,377