BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 09/30/2014

Position Statistics

Total Positions 78
New Positions 10
Increased Positions 26
Decreased Positions 28
Positions with Activity 54
Sold Out Positions 8
Total Mkt Value (in $ millions) 1,178

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.68%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 1.48%
Healthcare 86.9%
Services 1.35%
Technology
Transportation
Utilities

26 INCREASED Positions as of 09/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ACCURAY INC COM 3,695 3,695 New 500,000
AEGERION PHARMACEUTICALS INC COM 23,473 4,583 24.26 1,006,562
ALLIQUA BIOMEDICAL INC COM NEW 7,696 7,696 New 1,545,296
ALMOST FAMILY INC COM 7,005 7,005 New 224,230
AMPHASTAR PHARMACEUTICALS INC COM 24,743 24,743 New 1,977,854
ANGIODYNAMICS INC COM 58,671 93 .16 2,975,227
ANTARES PHARMA INC COM 8,806 1,547 21.31 3,700,000
ANTHERA PHARMACEUTICALS INC COM NEW 3,319 1,365 69.85 1,301,622
ARATANA THERAPEUTICS INC COM 24,781 10,738 76.46 1,442,435
BIOTA PHARMACEUTIALS INC COM 6,294 3,590 132.75 2,611,711
CAS MED SYS INC COM PAR $0.004 2,973 765 34.64 1,918,296
CONMED CORP COM 7,142 7,142 New 150,000
HORIZON PHARMA PLC SHS 86,918 12,565 16.90 5,088,883
IMPAX LABORATORIES INC COM 24,835 1,885 8.21 658,929
IRADIMED CORP COM 5,954 5,954 New 410,884
KINDRED HEALTHCARE INC COM 9,500 9,500 New 495,300
LA JOLLA PHARMACEUTICAL CO COM PAR $.0001 2 24,333 15,811 185.53 1,107,046
ONCOTHYREON INC COM 2,385 2,385 New 1,500,000
PROGENICS PHARMACEUTICALS INC COM 55,945 14,469 34.89 8,951,169
RECRO PHARMA INC COM 3,575 1,525 74.38 1,172,195