BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 06/30/2014

Position Statistics

Total Positions 92
New Positions 7
Increased Positions 34
Decreased Positions 34
Positions with Activity 68
Sold Out Positions 25
Total Mkt Value (in $ millions) 924

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.77%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 2.2%
Healthcare 87.39%
Services 3.08%
Technology 0%
Transportation 0%
Utilities

34 INCREASED Positions as of 06/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
AEGERION PHARMACEUTICALS INC COM 24,390 13,852 131.44 810,044
AGENUS INC COM NEW 3,685 393 11.94 1,181,000
AMAG PHARMACEUTICALS INC COM 40,000 22,311 126.13 1,960,775
ANACOR PHARMACEUTICALS INC COM 29,110 8,922 44.20 1,443,220
ANGIODYNAMICS INC COM 42,122 5,358 14.57 2,970,510
ANTARES PHARMA INC COM 6,344 1,560 32.61 3,050,000
ARATANA THERAPEUTICS INC COM 9,875 1,812 22.47 817,435
ATRICURE INC COM 15,507 4,292 38.27 985,193
BIOSCRIP INC COM 9,490 7,673 422.22 1,148,885
BIOTA PHARMACEUTIALS INC COM 2,682 1,160 76.24 1,122,133
BROOKDALE SR LIVING INC COM 10,393 10,393 New 303,000
CARDICA INC COM 10,064 9,338 1,285.97 8,874,992
CAREFUSION CORP COM 5,631 5,631 New 125,000
CATALYST PHARM PARTNERS INC COM 5,448 5,448 New 2,400,000
CORIUM INTL INC COM 8,302 8,302 New 1,400,000
DERMA SCIENCES INC COM PAR $.01 15,617 1,323 9.26 1,824,377
DIPEXIUM PHARMACEUTICALS INC COM 4,299 138 3.31 475,000
EMERGENT BIOSOLUTIONS INC COM 49,350 6,527 15.24 2,080,519
HAEMONETICS CORP COM 132 132 New 3,600
HERON THERAPEUTICS INC COM 24,712 5,060 25.75 2,808,173