BROADFIN CAPITAL, LLC Information

300 PARK AVENUE, 25TH FLOOR, NEW YORK, New York, 10022, (212) 808-2463

Report Date: 12/31/2014

Position Statistics

Total Positions 78
New Positions 9
Increased Positions 36
Decreased Positions 25
Positions with Activity 61
Sold Out Positions 8
Total Mkt Value (in $ millions) 1,287

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.69%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 1.24%
Healthcare 86.71%
Services 0%
Technology
Transportation
Utilities

36 INCREASED Positions as of 12/31/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ACCURAY INC COM 4,739 1,354 40 700,000
ADMA BIOLOGICS INC COM 3,114 3,114 New 389,193
AEGERION PHARMACEUTICALS INC COM 55,412 33,530 153.23 2,548,863
AMARIN CORP PLC SPONS ADR NEW 4,244 4,244 New 2,233,746
AMPHASTAR PHARMACEUTICALS INC COM 30,045 2,118 7.58 2,127,854
ANTARES PHARMA INC COM 10,810 2,300 27.03 4,700,000
ANTHERA PHARMACEUTICALS INC COM NEW 7,867 2,126 37.05 1,783,812
AQUINOX PHARMACEUTICALS INC COM 3,776 151 4.17 531,768
AUSPEX PHARMACEUTICALS INC COM 10,096 10,096 New 100,000
BIODELIVERY SCIENCES INTL INC COM 18,932 2,875 17.91 2,396,399
CARDICA INC COM 3,452 .01 8,874,992
CATALYST PHARM PARTNERS INC COM 7,848 3,270 71.43 2,400,000
CONMED CORP COM 12,715 5,086 66.67 250,000
CORIUM INTL INC COM 16,464 3,192 24.05 1,736,736
DERMA SCIENCES INC COM PAR $.01 14,094 247 1.78 1,856,877
ELEVEN BIOTHERAPEUTICS INC COM 12,663 1,427 12.70 966,615
FLAMEL TECHNOLOGIES SA SPONSORED ADR 73,948 2,118 2.95 5,153,190
FLEXION THERAPEUTICS INC COM 7,653 3,704 93.81 413,204
HEARTWARE INTL INC COM 3,748 3,748 New 50,000
HORIZON PHARMA PLC SHS 257,016 110,354 75.24 8,917,975