BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 03/31/2013

Position Statistics:

Total Positions 52
New Positions 8
Increased Positions 19
Decreased Positions 25
Positions with Activity 44
Sold Out Positions 9
Total Mkt Value
(in $ millions)
483

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial
Healthcare 98.15%
Services
Technology 1.85%
Transportation
Utilities

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

19 INCREASED Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
GLOBUS MED INC CL A 1,218 1,218 New 90,252
ANGIODYNAMICS INC COM 26,045 3,630 16.19 2,431,882
ANTHERA PHARMACEUTICALS INC COM 2,520 2,520 New 4,200,000
ARTHROCARE CORP COM 8,408 4,122 96.14 249,506
ATRICURE INC COM 7,348 1,219 19.90 791,841
AUXILIUM PHARMACEUTICALS INC COM 6,831 3,036 80 450,000
BIODELIVERY SCIENCES INTL INC COM 9,016 671 8.03 2,017,000
CARDICA INC COM 5,486 5,486 New 4,285,715
DEPOMED INC COM 18,577 8,296 80.69 3,154,026
IMPAX LABORATORIES INC COM 37,621 27,264 263.26 2,001,092
INSULET CORP COM 3,528 3,528 New 119,041
INTELLIPHARMACEUTICS INTL INC COM 3,608 428 13.46 1,960,779
NOVADAQ TECHNOLOGIES INC COM 26,990 3,369 14.26 1,994,794
NPS PHARMACEUTICALS INC COM 23,992 23,992 New 1,609,154
ROCKWELL MED INC COM 1,240 59 4.96 328,065
SPECTRANETICS CORP COM 284 284 New 14,889
VENTRUS BIOSCIENCES INC COM 4,894 4,894 New 1,840,000
ZOGENIX INC COM 1,635 1,635 New 1,068,493
INSMED INC COM PAR $.01 4,748 1,293 37.42 367,240

Create your free portfolio