BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 09/30/2014

Position Statistics

Total Positions 78
New Positions 10
Increased Positions 26
Decreased Positions 28
Positions with Activity 54
Sold Out Positions 8
Total Mkt Value (in $ millions) 1,010

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.52%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 1.68%
Healthcare 87.4%
Services 1.26%
Technology
Transportation
Utilities

26 INCREASED Positions as of 09/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ACCURAY INC COM 3,625 3,625 New 500,000
AEGERION PHARMACEUTICALS INC COM 21,953 4,286 24.26 1,006,562
ALMOST FAMILY INC COM 6,269 6,269 New 224,230
AMPHASTAR PHARMACEUTICALS INC COM 20,965 20,965 New 1,977,854
ANGIODYNAMICS INC COM 51,323 81 .16 2,975,227
ANTARES PHARMA INC COM 8,510 1,495 21.31 3,700,000
ARATANA THERAPEUTICS INC COM 19,430 8,419 76.46 1,442,435
BIOTA PHARMACEUTIALS INC COM 5,746 3,277 132.75 2,611,711
CONMED CORP COM 6,344 6,344 New 150,000
IMPAX LABORATORIES INC COM 20,684 1,570 8.21 658,929
IRADIMED CORP COM 3,451 3,451 New 410,884
KINDRED HEALTHCARE INC COM 10,104 10,104 New 495,300
ONCOTHYREON INC COM 2,625 2,625 New 1,500,000
PROGENICS PHARMACEUTICALS INC COM 60,689 15,696 34.89 8,951,169
RECRO PHARMA INC COM 3,130 1,335 74.38 1,172,195
RETROPHIN INC COM 22,185 7,661 52.75 2,558,854
RITE AID CORP COM 9,430 422 4.69 1,675,000
VOLCANO CORPORATION COM 11,302 11,302 New 994,854
ZOGENIX INC COM 6,652 590 9.73 5,637,645
ALLIQUA INC COM NEW 7,541 7,541 New 1,545,296