BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 06/30/2014

Position Statistics

Total Positions 92
New Positions 7
Increased Positions 34
Decreased Positions 34
Positions with Activity 68
Sold Out Positions 25
Total Mkt Value (in $ millions) 923

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.8%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 2.2%
Healthcare 87.28%
Services 3.1%
Technology 0%
Transportation 0%
Utilities

34 INCREASED Positions as of 06/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
AEGERION PHARMACEUTICALS INC COM 24,885 14,133 131.44 810,044
AMAG PHARMACEUTICALS INC COM 40,706 22,704 126.13 1,960,775
ANACOR PHARMACEUTICALS INC COM 30,466 9,338 44.20 1,443,220
ANGIODYNAMICS INC COM 42,003 5,343 14.57 2,970,510
ANTARES PHARMA INC COM 6,283 1,545 32.61 3,050,000
ARATANA THERAPEUTICS INC COM 9,474 1,739 22.47 817,435
ATRICURE INC COM 15,871 4,393 38.27 985,193
BIOSCRIP INC COM 9,455 7,645 422.22 1,148,885
BIOTA PHARMACEUTIALS INC COM 2,727 1,180 76.24 1,122,133
BROOKDALE SR LIVING INC COM 10,311 10,311 New 303,000
CARDICA INC COM 10,295 9,552 1,285.97 8,874,992
CAREFUSION CORP COM 5,616 5,616 New 125,000
CATALYST PHARM PARTNERS INC COM 5,448 5,448 New 2,400,000
CORIUM INTL INC COM 8,596 8,596 New 1,400,000
DIPEXIUM PHARMACEUTICALS INC COM 4,266 136 3.31 475,000
EMERGENT BIOSOLUTIONS INC COM 48,767 6,450 15.24 2,080,519
HAEMONETICS CORP COM 134 134 New 3,600
HERON THERAPEUTICS INC COM 26,004 5,325 25.75 2,808,173
HORIZON PHARMA INC COM 43,140 473 1.11 4,353,214
IGI LABS INC COM 12,474 3,564 40 2,100,000