BROADFIN CAPITAL, LLC Information

300 PARK AVENUE, 25TH FLOOR, NEW YORK, New York, 10022, (212) 808-2463

Report Date: 03/31/2015

Position Statistics

Total Positions 91
New Positions 22
Increased Positions 38
Decreased Positions 33
Positions with Activity 71
Sold Out Positions 12
Total Mkt Value (in $ millions) 1,395

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 1.32%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 0.84%
Healthcare 82.2%
Services
Technology 1.7%
Transportation
Utilities

38 INCREASED Positions as of 03/31/2015

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ADMA BIOLOGICS INC COM 8,581 5,118 147.74 964,193
ALERE INC COM 23,648 23,648 New 452,423
BOVIE MEDICAL CORP COM 2,993 2,993 New 1,011,000
CAPRICOR THERAPEUTICS INC COM 3,304 3,304 New 705,882
CATALYST PHARMACEUTICALS INC COM 17,394 7,170 70.13 4,083,177
EPIRUS BIOPHARMACEUTICALS INC COM 4,689 4,689 New 775,000
FATE THERAPEUTICS INC COM 444 444 New 70,428
GENOCEA BIOSCIENCES INC COM 12,648 12,648 New 1,035,000
GENOMIC HEALTH INC COM 2,091 2,091 New 75,000
IGI LABS INC COM 6,200 156 2.58 1,000,000
IGNYTA INC COM 26,422 16,687 171.42 1,741,700
LION BIOTECHNOLOGIES INC COM 9,392 9,392 New 1,062,419
MIRATI THERAPEUTICS INC COM 9,552 3,794 65.87 306,463
NOVADAQ TECHNOLOGIES INC COM 3,906 150 4.00 323,863
ONCOTHYREON INC COM 13,650 5,850 75 3,500,000
ORASURE TECHNOLOGIES INC COM 279 279 New 50,000
RETROPHIN INC COM 97,015 9,938 11.41 2,962,298
SPECTRUM PHARMACEUTICALS INC COM 5,568 5,568 New 800,000
TANDEM DIABETES CARE INC COM 1,131 1,131 New 101,957
TEARLAB CORP COM 2,039 2,039 New 914,499