BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 06/30/2014

Position Statistics

Total Positions 92
New Positions 7
Increased Positions 35
Decreased Positions 33
Positions with Activity 68
Sold Out Positions 24
Total Mkt Value (in $ millions) 983

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.72%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 2.14%
Healthcare 87.83%
Services 2.91%
Technology 0%
Transportation 0%
Utilities

35 INCREASED Positions as of 06/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
AEGERION PHARMACEUTICALS INC COM 26,254 14,910 131.44 810,044
AMAG PHARMACEUTICALS INC COM 45,137 25,176 126.13 1,960,775
ANACOR PHARMACEUTICALS INC COM 35,763 10,961 44.20 1,443,220
ANGIODYNAMICS INC COM 39,864 5,071 14.57 2,970,510
ANTARES PHARMA INC COM 6,344 1,560 32.61 3,050,000
ARATANA THERAPEUTICS INC COM 8,289 1,521 22.47 817,435
ATRICURE INC COM 14,807 4,099 38.27 985,193
BIOSCRIP INC COM 9,007 7,282 422.22 1,148,885
BIOTA PHARMACEUTIALS INC COM 2,502 1,083 76.24 1,122,133
BROOKDALE SR LIVING INC COM 10,202 10,202 New 303,000
CARDICA INC COM 10,295 9,552 1,285.97 8,874,992
CAREFUSION CORP COM 5,813 5,813 New 125,000
CATALYST PHARM PARTNERS INC COM 7,560 7,560 New 2,400,000
CORIUM INTL INC COM 9,730 9,730 New 1,400,000
DIPEXIUM PHARMACEUTICALS INC COM 4,888 156 3.31 475,000
EMERGENT BIOSOLUTIONS INC COM 46,458 6,144 15.24 2,080,519
HAEMONETICS CORP COM 131 131 New 3,600
HERON THERAPEUTICS INC COM 24,515 5,020 25.75 2,808,173
HORIZON PHARMA INC COM 52,195 572 1.11 4,353,214
IGI LABS INC COM 16,422 4,692 40 2,100,000