BROADFIN CAPITAL, LLC Information

300 PARK AVENUE, 25TH FLOOR, NEW YORK, New York, 10022, (212) 808-2463

Report Date: 03/31/2015

Position Statistics

Total Positions 91
New Positions 22
Increased Positions 38
Decreased Positions 33
Positions with Activity 71
Sold Out Positions 12
Total Mkt Value (in $ millions) 1,403

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 1.29%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 0.8%
Healthcare 82.13%
Services
Technology 1.74%
Transportation
Utilities

38 INCREASED Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
DISCOVERY LABORATORIES INC NEW COM NEW 5,651 5 .08 8,072,500
NOVADAQ TECHNOLOGIES INC COM 3,906 150 4.00 323,863
IGI LABS INC COM 6,330 159 2.58 1,000,000
ORASURE TECHNOLOGIES INC COM 257 257 New 50,000
FATE THERAPEUTICS INC COM 483 483 New 70,428
MELA SCIENCES INC COM NEW 682 682 New 587,915
CAS MED SYS INC COM PAR $0.004 3,430 917 36.49 2,618,296
TANDEM DIABETES CARE INC COM 1,071 1,071 New 101,957
TEARLAB CORP COM 1,811 1,811 New 914,499
DERMA SCIENCES INC COM PAR $.01 14,935 1,918 14.73 2,130,477
GENOMIC HEALTH INC COM 2,033 2,033 New 75,000
UNILIFE CORP NEW COM 2,300 2,300 New 1,150,000
TORNIER N V SHS 2,490 2,490 New 100,000
BOVIE MEDICAL CORP COM 2,689 2,689 New 1,011,000
CAPRICOR THERAPEUTICS INC COM 3,508 3,508 New 705,882
ZOSANO PHARMA CORP COM 3,788 3,788 New 485,000
MIRATI THERAPEUTICS INC COM 9,592 3,809 65.87 306,463
REDHILL BIOPHARMA LTD SPONSORED ADS 8,485 4,078 92.55 484,281
OHR PHARMACEUTICAL INC COM NEW 4,402 4,402 New 1,775,000
EPIRUS BIOPHARMACEUTICALS INC COM 4,441 4,441 New 775,000