BROADFIN CAPITAL, LLC Information

300 PARK AVENUE, 25TH FLOOR, NEW YORK, New York, 10022, (212) 808-2463

Report Date: 12/31/2014

Position Statistics

Total Positions 78
New Positions 9
Increased Positions 36
Decreased Positions 25
Positions with Activity 61
Sold Out Positions 8
Total Mkt Value (in $ millions) 1,312

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.66%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 1.32%
Healthcare 86.85%
Services 0%
Technology
Transportation
Utilities

36 INCREASED Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
CARDICA INC COM 3,754 .01 8,874,992
AQUINOX PHARMACEUTICALS INC COM 3,690 148 4.17 531,768
RAPTOR PHARMACEUTICAL CORP COM 150 150 New 15,558
DERMA SCIENCES INC COM PAR $.01 14,762 258 1.78 1,856,877
LA JOLLA PHARMACEUTICAL CO COM PAR $.0001 2 21,575 276 1.29 1,121,370
ONCOTHYREON INC COM 2,960 740 33.33 2,000,000
ZOGENIX INC COM 8,920 858 10.64 6,237,645
NOVADAQ TECHNOLOGIES INC COM 3,285 1,228 59.68 311,403
ACCURAY INC COM 4,771 1,363 40 700,000
TONIX PHARMACEUTICALS HLDG COR COM NEW 3,060 1,374 81.49 501,639
ELEVEN BIOTHERAPEUTICS INC COM 12,866 1,449 12.70 966,615
RECRO PHARMA INC COM 12,354 2,109 20.59 1,413,533
FLAMEL TECHNOLOGIES SA SPONSORED ADR 73,897 2,116 2.95 5,153,190
AMPHASTAR PHARMACEUTICALS INC COM 31,067 2,190 7.58 2,127,854
ANTHERA PHARMACEUTICALS INC COM NEW 8,116 2,194 37.05 1,783,812
RETROPHIN INC COM 60,648 2,281 3.91 2,658,854
ANTARES PHARMA INC COM 11,327 2,410 27.03 4,700,000
BIODELIVERY SCIENCES INTL INC COM 19,698 2,992 17.91 2,396,399
CORIUM INTL INC COM 15,874 3,078 24.05 1,736,736
ADMA BIOLOGICS INC COM 3,233 3,233 New 389,193