BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 03/31/2014

Position Statistics

Total Positions 96
New Positions 37
Increased Positions 58
Decreased Positions 31
Positions with Activity 89
Sold Out Positions 11
Total Mkt Value (in $ millions) 972

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.73%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 2.04%
Healthcare 84.7%
Services 4.81%
Technology 0.22%
Transportation 0.53%
Utilities

58 INCREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
ARATANA THERAPEUTICS INC COM 10,322 10,322 New 667,435
AEGERION PHARMACEUTICALS INC COM 10,119 10,119 New 350,000
SYNERON MEDICAL LTD ORD SHS 10,072 8,068 402.61 1,005,221
SAGENT PHARMACEUTICALS INC COM 9,615 1,487 18.30 380,188
UNIVERSAL AMERN CORP NEW COM 7,282 7,282 New 881,605
ANTARES PHARMA INC COM 6,072 3,960 187.50 2,300,000
TONIX PHARMACEUTICALS HLDG COR COM NEW 6,000 958 19.01 467,639
IGNYTA INC COM 5,926 5,926 New 641,700
CHEMOCENTRYX INC COM 5,891 92 1.58 1,050,000
AIR METHODS CORP COM PAR $.06 5,178 5,178 New 100,000
RECRO PHARMA INC COM 4,738 4,738 New 630,000
AQUINOX PHARMACEUTICALS INC COM 4,646 4,646 New 510,500
OMEROS CORP COM 4,464 4,464 New 300,000
DIPEXIUM PHARMACEUTICALS INC COM 4,143 4,143 New 459,800
THORATEC CORP COM NEW 4,137 4,137 New 121,867
OXYGEN BIOTHERAPEUTICS INC COM PAR $0.0001 3,912 3,912 New 992,857
REDHILL BIOPHARMA LTD SPONSORED ADS 3,911 3,911 New 263,160
INTRA CELLULAR THERAPIES INC COM 3,624 3,624 New 224,234
AGENUS INC COM NEW 3,587 3,587 New 1,055,000
ORTHOFIX INTL N V COM 3,524 3,524 New 100,000