BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 03/31/2014

Position Statistics

Total Positions 96
New Positions 37
Increased Positions 58
Decreased Positions 31
Positions with Activity 89
Sold Out Positions 11
Total Mkt Value (in $ millions) 903

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.79%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 2.11%
Healthcare 84.67%
Services 5.1%
Technology 0.22%
Transportation 0.57%
Utilities

58 INCREASED Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SYNERON MEDICAL LTD ORD SHS 9,952 7,972 402.61 1,005,221
SAGENT PHARMACEUTICALS INC COM 9,782 1,513 18.30 380,188
ELEVEN BIOTHERAPEUTICS INC COM 8,654 8,654 New 861,933
ARATANA THERAPEUTICS INC COM 8,116 8,116 New 667,435
UNIVERSAL AMERN CORP NEW COM 7,070 7,070 New 881,605
CHEMOCENTRYX INC COM 5,964 93 1.58 1,050,000
IGNYTA INC COM 5,262 5,262 New 641,700
TONIX PHARMACEUTICALS HLDG COR COM NEW 5,139 821 19.01 467,639
AIR METHODS CORP COM PAR $.06 5,103 5,103 New 100,000
ANTARES PHARMA INC COM 4,508 2,940 187.50 2,300,000
DIPEXIUM PHARMACEUTICALS INC COM 4,501 4,501 New 459,800
OMEROS CORP COM 4,203 4,203 New 300,000
AQUINOX PHARMACEUTICALS INC COM 4,033 4,033 New 510,500
OXYGEN BIOTHERAPEUTICS INC COM PAR $0.0001 3,892 3,892 New 992,857
THORATEC CORP COM NEW 3,818 3,818 New 121,867
REDHILL BIOPHARMA LTD SPONSORED ADS 3,817 3,817 New 263,160
RECRO PHARMA INC COM 3,761 3,761 New 630,000
INOVIO PHARMACEUTICALS INC COM NEW 3,581 3,581 New 312,500
AGENUS INC COM NEW 3,460 3,460 New 1,055,000
TREVENA INC COM 3,426 3,426 New 600,000