BROADFIN CAPITAL, LLC Information

300 PARK AVENUE, 25TH FLOOR, NEW YORK, New York, 10022, (212) 808-2463

Report Date: 09/30/2015

Position Statistics

Total Positions 96
New Positions 8
Increased Positions 37
Decreased Positions 40
Positions with Activity 77
Sold Out Positions 14
Total Mkt Value (in $ millions) 1,024

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 1.32%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial
Healthcare 72.15%
Services
Technology 0%
Transportation
Utilities

37 INCREASED Positions as of 09/30/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HORIZON PHARMA PLC SHS 118,644 32,923 38.41 6,665,391
NEVRO CORP COM 104,461 77,189 283.04 1,607,085
RETROPHIN INC COM 41,130 7,043 20.66 2,609,790
NOVADAQ TECHNOLOGIES INC COM 21,052 15,274 264.34 1,908,648
BIODELIVERY SCIENCES INTL INC COM 18,834 4,764 33.86 4,744,060
LA JOLLA PHARMACEUTICAL CO COM PAR $.0001 2 18,019 5,526 44.23 1,095,373
DYNAVAX TECHNOLOGIES CORP COM NEW 17,366 521 3.09 789,710
MASIMO CORP COM 15,507 15,507 New 421,728
RECRO PHARMA INC COM 15,059 4,726 45.74 2,060,086
SEASPINE HLDGS CORP COM 14,170 14,170 New 1,000,007
PERNIX THERAPEUTICS HLDGS INC COM 12,669 2,111 19.99 6,090,829
ADVAXIS INC COM NEW 11,845 1,956 19.77 1,736,834
CARDIOVASCULAR SYS INC DEL COM 11,712 11,712 New 1,200,000
LION BIOTECHNOLOGIES INC COM 11,433 1,592 16.17 2,105,519
SPECTRANETICS CORP COM 11,307 11,307 New 900,249
CORIUM INTL INC COM 10,560 1,742 19.76 1,802,092
EGALET CORP COM 10,008 6,174 161.01 1,134,750
HEARTWARE INTL INC COM 9,800 9,800 New 239,675
ANTARES PHARMA INC COM 9,407 999 11.88 8,475,000
DERMA SCIENCES INC COM PAR $.01 8,504 161 1.93 2,362,104


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