BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 12/31/2013

Position Statistics

Total Positions 76
New Positions 20
Increased Positions 39
Decreased Positions 30
Positions with Activity 69
Sold Out Positions 17
Total Mkt Value (in $ millions) 759

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.53%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 1.05%
Healthcare 92.65%
Services 2.93%
Technology 0%
Transportation
Utilities

39 INCREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HORIZON PHARMA INC COM 56,113 31,335 126.46 4,257,469
LANNET INC COM 44,151 1,034 2.40 1,339,945
TEVA PHARMACEUTICAL INDS LTD ADR 42,011 9,982 31.17 841,736
NOVADAQ TECHNOLOGIES INC COM 33,838 4,854 16.75 1,969,634
AUXILIUM PHARMACEUTICALS INC COM 25,431 3,969 18.49 961,100
TETRAPHASE PHARMACEUTICALS INC COM 21,385 3,900 22.31 2,193,328
SAREPTA THERAPEUTICS INC COM 17,607 17,607 New 726,655
ZOGENIX INC COM 16,568 10,963 195.59 5,875,276
BIODELIVERY SCIENCES INTL INC COM 16,443 740 4.71 2,222,054
RIGEL PHARMACEUTICALS INC COM NEW 15,856 4,446 38.96 4,955,119
DISCOVERY LABORATORIES INC NEW COM NEW 15,809 11,564 272.39 8,066,000
PROGENICS PHARMACEUTICALS INC COM 14,240 1,854 14.96 4,000,000
DYNAVAX TECHNOLOGIES CORP COM 10,875 10,875 New 7,250,000
INFINITY PHARMACEUTICALS INC COM 10,558 7,484 243.45 996,000
POZEN INC COM 10,086 4,490 80.24 1,155,323
XENCOR INC COM 8,915 8,915 New 874,000
LIBERATOR MEDICAL HLDGS INC COM 8,700 8,700 New 2,169,531
DERMA SCIENCES INC COM PAR $.01 8,420 966 12.96 871,598
MOLINA HEALTHCARE INC COM 7,966 7,966 New 229,300
SAGENT PHARMACEUTICALS INC COM 6,768 5,330 370.55 321,388