BROADFIN CAPITAL, LLC Information

300 PARK AVENUE, 25TH FLOOR, NEW YORK, New York, 10022, (212) 808-2463

Report Date: 03/31/2015

Position Statistics

Total Positions 91
New Positions 22
Increased Positions 38
Decreased Positions 33
Positions with Activity 71
Sold Out Positions 12
Total Mkt Value (in $ millions) 1,531

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 1.07%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 0.66%
Healthcare 83.71%
Services
Technology 1.45%
Transportation
Utilities

33 DECREASED Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ALMOST FAMILY INC COM -5,494 Sold Out 0
AMAG PHARMACEUTICALS INC COM -37,985 Sold Out 0
CELSUS THERAPEUTICS PLC SPONSORED ADR NE -268 Sold Out 0
CEMPRA INC COM -12,905 Sold Out 0
HEARTWARE INTL INC COM -4,045 Sold Out 0
INFINITY PHARMACEUTICALS INC COM -4,023 Sold Out 0
KINDRED HEALTHCARE INC COM -22,461 Sold Out 0
LIGAND PHARMACEUTICALS INC COM NEW -21,062 Sold Out 0
MASIMO CORP COM -3,982 Sold Out 0
RAPTOR PHARMACEUTICAL CORP COM -219 Sold Out 0
THORATEC CORP COM NEW -31,550 Sold Out 0
XENCOR INC COM -12,538 Sold Out 0
ALLIQUA BIOMEDICAL INC COM NEW 1,077 -4,637 (81.15) 220,675
AMARIN CORP PLC SPONS ADR NEW 2,133 -2,670 (55.6) 991,883
ELEVEN BIOTHERAPEUTICS INC COM 2,666 -2 (0.06) 966,057
CONMED CORP COM 5,638 -8,795 (60.94) 97,657
IRADIMED CORP COM 7,244 -71 (0.98) 357,364
FLEXION THERAPEUTICS INC COM 7,866 -1,468 (15.73) 348,204
DURECT CORP COM 9,722 -1,245 (11.35) 3,904,495
UNIVERSAL AMERN CORP NEW COM 10,115 -5,366 (34.66) 1,133,989