BROADFIN CAPITAL, LLC Information

300 PARK AVENUE, 25TH FLOOR, NEW YORK, New York, 10022, (212) 808-2463

Report Date: 12/31/2015

Position Statistics

Total Positions 92
New Positions 9
Increased Positions 25
Decreased Positions 30
Positions with Activity 55
Sold Out Positions 11
Total Mkt Value (in $ millions) 1,058

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 1.47%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial
Healthcare 74.77%
Services
Technology
Transportation
Utilities

30 DECREASED Positions as of 12/31/2015

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ACCURAY INC COM -4,020 Sold Out 0
BOVIE MEDICAL CORP COM -1,866 Sold Out 0
CARDIOVASCULAR SYS INC DEL COM -16,776 Sold Out 0
FLEXION THERAPEUTICS INC COM -3,361 Sold Out 0
HEARTWARE INTL INC COM -7,996 Sold Out 0
IRADIMED CORP COM -3,771 Sold Out 0
MASIMO CORP COM -18,282 Sold Out 0
ONCOTHYREON INC COM -770 Sold Out 0
SPECTRUM PHARMACEUTICALS INC COM -17,844 Sold Out 0
TETRAPHASE PHARMACEUTICALS INC COM -896 Sold Out 0
ZOSANO PHARMA CORP COM -809 Sold Out 0
BIODEL INC COM NEW 830 -1,310 (61.21) 2,000,000
RXI PHARMACEUTICALS CORP NEW COM 1,138 -222 (16.32) 512,648
VERACYTE INC COM 1,769 -2,501 (58.57) 304,980
ARDELYX INC COM 2,798 -1,602 (36.41) 349,290
GENOCEA BIOSCIENCES INC COM 3,723 -880 (19.12) 846,243
MIRATI THERAPEUTICS INC COM 4,887 -1,240 (20.23) 235,870
IDERA PHARMACEUTICALS INC COM NEW 5,137 -3,518 (40.65) 3,094,745
CYNAPSUS THERAPEUTICS INC COM PAR NO PAR 7,021 -36 (0.51) 583,121
TREVENA INC COM 7,790 -609 (7.25) 1,000,000