BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 12/31/2013

Position Statistics

Total Positions 76
New Positions 20
Increased Positions 39
Decreased Positions 30
Positions with Activity 69
Sold Out Positions 17
Total Mkt Value (in $ millions) 727

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.5%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 1.1%
Healthcare 92.46%
Services 3.07%
Technology 0%
Transportation
Utilities

30 DECREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
ALKERMES PLC SHS -19,274 Sold Out 0
CUBIST PHARMACEUTICALS INC COM -1,580 Sold Out 0
FOREST LABS INC COM -4,417 Sold Out 0
GLOBUS MED INC CL A -3,358 Sold Out 0
GW PHARMACEUTICALS PLC ADS -14,649 Sold Out 0
HEALTH NET INC COM -65 Sold Out 0
HEARTWARE INTL INC COM -2,144 Sold Out 0
INSMED INC COM PAR $.01 -2,076 Sold Out 0
INTEGRA LIFESCIENCES HLDGS CP COM NEW -9,956 Sold Out 0
INTELLIPHARMACEUTICS INTL INC COM -5,901 Sold Out 0
MASIMO CORP COM -4,395 Sold Out 0
NOVAVAX INC COM -2,952 Sold Out 0
NUVASIVE INC COM -9,903 Sold Out 0
ORTHOFIX INTL N V COM -4,644 Sold Out 0
QUEST DIAGNOSTICS INC COM -1,502 Sold Out 0
SEQUENOM INC COM NEW -1,500 Sold Out 0
SPECTRANETICS CORP COM -11,518 Sold Out 0
DURATA THERAPEUTICS INC COM 2,400 -2,474 (50.76) 188,706
TONIX PHARMACEUTICALS HLDG COR COM NEW 3,894 -843 (17.79) 392,952
DURECT CORP COM 6,909 -245 (3.42) 5,440,290