BROADFIN CAPITAL, LLC Information

300 PARK AVENUE, 25TH FLOOR, NEW YORK, New York, 10022, (212) 808-2463

Report Date: 12/31/2014

Position Statistics

Total Positions 78
New Positions 9
Increased Positions 36
Decreased Positions 25
Positions with Activity 61
Sold Out Positions 8
Total Mkt Value (in $ millions) 1,312

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.66%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 1.32%
Healthcare 86.85%
Services 0%
Technology
Transportation
Utilities

25 DECREASED Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▲ Change in Value ($1,000s) Change (%) Shares Held
BROOKDALE SR LIVING INC COM -10,893 Sold Out 0
CHEMOCENTRYX INC COM -5,680 Sold Out 0
DIGIRAD CORP COM -1,366 Sold Out 0
IMPAX LABORATORIES INC COM -30,561 Sold Out 0
LIBERATOR MEDICAL HLDGS INC COM -3,383 Sold Out 0
NATUS MEDICAL INC DEL COM -18,002 Sold Out 0
RITE AID CORP COM -13,350 Sold Out 0
TETRAPHASE PHARMACEUTICALS INC COM -35,387 Sold Out 0
REDHILL BIOPHARMA LTD SPONSORED ADS 3,642 -169 (4.43) 251,509
IGI LABS INC COM 5,089 -835 (14.1) 974,810
ALMOST FAMILY INC COM 5,607 -4,151 (42.54) 128,841
ALLIQUA BIOMEDICAL INC COM NEW 5,620 -1,797 (24.23) 1,170,910
IRADIMED CORP COM 5,864 -813 (12.17) 360,884
INFINITY PHARMACEUTICALS INC COM 5,900 -5,301 (47.33) 450,000
XENCOR INC COM 7,610 -3,401 (30.89) 520,881
CEMPRA INC COM 9,307 -21,926 (70.2) 284,625
ARATANA THERAPEUTICS INC COM 16,247 -2,360 (12.68) 1,259,471
UNIVERSAL AMERN CORP NEW COM 17,321 -1,445 (7.7) 1,735,553
ATRICURE INC COM 18,376 -2,225 (10.8) 825,902
PERNIX THERAPEUTICS HLDGS INC COM 20,344 -3,002 (12.86) 3,050,000