BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 06/30/2014

Position Statistics

Total Positions 92
New Positions 7
Increased Positions 34
Decreased Positions 34
Positions with Activity 68
Sold Out Positions 25
Total Mkt Value (in $ millions) 923

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.77%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 2.18%
Healthcare 87.42%
Services 3.02%
Technology 0%
Transportation 0%
Utilities

34 DECREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ACELRX PHARMACEUTICALS INC COM -1,284 Sold Out 0
ACHILLION PHARMACEUTICALS INC COM -9,790 Sold Out 0
AIR METHODS CORP COM PAR $.06 -5,852 Sold Out 0
AMARIN CORP PLC SPONS ADR NEW -1,820 Sold Out 0
CARDIOME PHARMA CORP COM NO PAR -1,402 Sold Out 0
CATAMARAN CORP COM -22,139 Sold Out 0
CONCERT PHARMACEUTICALS INC COM -1,840 Sold Out 0
CUTERA INC COM -2,101 Sold Out 0
INFINITY PHARMACEUTICALS INC COM -14,506 Sold Out 0
INOVIO PHARMACEUTICALS INC COM NEW -3,103 Sold Out 0
INTRA CELLULAR THERAPIES INC COM -3,487 Sold Out 0
LANNET INC COM -25,032 Sold Out 0
MELA SCIENCES INC COM NEW -1 Sold Out 0
MOLINA HEALTHCARE INC COM -11,668 Sold Out 0
NANOSPHERE INC COM -900 Sold Out 0
NANOSTRING TECHNOLOGIES INC COM -2,914 Sold Out 0
OMEROS CORP COM -3,774 Sold Out 0
OMNICARE INC COM -11,212 Sold Out 0
ORTHOFIX INTL N V COM -3,348 Sold Out 0
PAIN THERAPEUTICS INC COM -3,151 Sold Out 0