BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 09/30/2014

Position Statistics

Total Positions 78
New Positions 10
Increased Positions 26
Decreased Positions 28
Positions with Activity 54
Sold Out Positions 8
Total Mkt Value (in $ millions) 1,038

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.49%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 1.63%
Healthcare 87.74%
Services 1.22%
Technology
Transportation
Utilities

28 DECREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
AGENUS INC COM NEW -3,543 Sold Out 0
AUXILIUM PHARMACEUTICALS INC COM -10,284 Sold Out 0
BIOSCRIP INC COM -7,422 Sold Out 0
CAREFUSION CORP COM -7,403 Sold Out 0
HAEMONETICS CORP COM -135 Sold Out 0
LIPOCINE INC NEW COM -1,349 Sold Out 0
POZEN INC COM -5,938 Sold Out 0
SAGENT PHARMACEUTICALS INC COM -9,516 Sold Out 0
NOVADAQ TECHNOLOGIES INC COM 2,783 -14,364 (83.77) 195,017
FLEXION THERAPEUTICS INC COM 3,765 -883 (19) 213,204
TONIX PHARMACEUTICALS HLDG COR COM NEW 1,951 -1,350 (40.9) 276,394
NATUS MEDICAL INC DEL COM 16,226 -10,470 (39.22) 464,915
XENCOR INC COM 8,404 -236 (2.74) 753,683
ANACOR PHARMACEUTICALS INC COM 27,376 -23,224 (45.9) 780,820
CHEMOCENTRYX INC COM 3,824 -1,195 (23.81) 800,000
INFINITY PHARMACEUTICALS INC COM 13,021 -8,902 (40.61) 854,384
ATRICURE INC COM 17,463 -1,118 (6.02) 925,902
TETRAPHASE PHARMACEUTICALS INC COM 24,749 -29,838 (54.66) 959,247
IGI LABS INC COM 12,165 -10,347 (45.96) 1,134,810
QLT INC COM 4,548 -726 (13.77) 1,145,527