BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 09/30/2014

Position Statistics

Total Positions 78
New Positions 10
Increased Positions 26
Decreased Positions 28
Positions with Activity 54
Sold Out Positions 8
Total Mkt Value (in $ millions) 1,156

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.66%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 1.47%
Healthcare 86.57%
Services 1.4%
Technology
Transportation
Utilities

28 DECREASED Positions as of 09/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
AGENUS INC COM NEW -5,858 Sold Out 0
AMAG PHARMACEUTICALS INC COM 70,644 -21,042 (22.95) 1,510,775
ANACOR PHARMACEUTICALS INC COM 26,665 -22,621 (45.9) 780,820
ATRICURE INC COM 18,722 -1,199 (6.02) 925,902
AUXILIUM PHARMACEUTICALS INC COM -10,785 Sold Out 0
BIODELIVERY SCIENCES INTL INC COM 25,832 -17,027 (39.73) 2,032,435
BIOSCRIP INC COM -6,801 Sold Out 0
CARDICA INC COM 5,857 -1 (0.01) 8,873,992
CAREFUSION CORP COM -7,471 Sold Out 0
CATALYST PHARM PARTNERS INC COM 4,284 -3,060 (41.67) 1,400,000
CHEMOCENTRYX INC COM 6,792 -2,123 (23.81) 800,000
DEPOMED INC COM 43,313 -2,958 (6.39) 2,313,702
FLAMEL TECHNOLOGIES SA SPONSORED ADR 72,481 -3,798 (4.98) 5,005,613
FLEXION THERAPEUTICS INC COM 4,644 -1,089 (19) 213,204
HAEMONETICS CORP COM -136 Sold Out 0
IGI LABS INC COM 10,236 -8,706 (45.96) 1,134,810
INFINITY PHARMACEUTICALS INC COM 13,064 -8,931 (40.61) 854,384
LIBERATOR MEDICAL HLDGS INC COM 3,579 -5,933 (62.37) 1,150,837
LIPOCINE INC NEW COM -1,384 Sold Out 0
NATUS MEDICAL INC DEL COM 16,774 -10,824 (39.22) 464,915


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