BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 12/31/2013

Position Statistics

Total Positions 76
New Positions 20
Increased Positions 39
Decreased Positions 30
Positions with Activity 69
Sold Out Positions 17
Total Mkt Value (in $ millions) 764

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.54%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 1%
Healthcare 92.65%
Services 2.98%
Technology 0%
Transportation
Utilities

30 DECREASED Positions as of 12/31/2013

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
GW PHARMACEUTICALS PLC ADS -15,382 Sold Out 0
GLOBUS MED INC CL A -3,358 Sold Out 0
ANACOR PHARMACEUTICALS INC COM 23,532 -3,419 (12.69) 1,517,231
ANGIODYNAMICS INC COM 35,858 -4,733 (11.66) 2,497,049
ATRICURE INC COM 7,136 -3,915 (35.43) 437,495
CEMPRA INC COM 11,261 -2,193 (16.3) 1,164,547
CUBIST PHARMACEUTICALS INC COM -1,599 Sold Out 0
DEPOMED INC COM 61,065 -11,290 (15.6) 4,744,772
DURATA THERAPEUTICS INC COM 2,391 -2,465 (50.76) 188,706
DURECT CORP COM 7,127 -252 (3.42) 5,440,290
EMERGENT BIOSOLUTIONS INC COM 27,324 -5 (0.02) 1,074,048
FOREST LABS INC COM -4,479 Sold Out 0
HEALTH NET INC COM -63 Sold Out 0
HEARTWARE INTL INC COM -2,125 Sold Out 0
IMPAX LABORATORIES INC COM 17,556 -4,512 (20.45) 733,929
INTELLIPHARMACEUTICS INTL INC COM -6,217 Sold Out 0
MASIMO CORP COM -4,410 Sold Out 0
NATUS MEDICAL INC DEL COM 24,602 -36,557 (59.77) 1,014,116
NOVAVAX INC COM -3,224 Sold Out 0
NPS PHARMACEUTICALS INC COM 9,820 -1,267 (11.43) 400,000