BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 06/30/2014

Position Statistics

Total Positions 92
New Positions 7
Increased Positions 35
Decreased Positions 33
Positions with Activity 68
Sold Out Positions 24
Total Mkt Value (in $ millions) 1,032

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.55%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 2.09%
Healthcare 89.41%
Services 2.3%
Technology 0%
Transportation 0%
Utilities

33 DECREASED Positions as of 06/30/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
TEVA PHARMACEUTICAL INDS LTD ADR -15,982 Sold Out 0
ACELRX PHARMACEUTICALS INC COM -1,400 Sold Out 0
ACHILLION PHARMACEUTICALS INC COM -11,940 Sold Out 0
AUXILIUM PHARMACEUTICALS INC COM 9,573 -3,545 (27.03) 300,000
BIODELIVERY SCIENCES INTL INC COM 57,898 -1,717 (2.88) 3,372,054
CATAMARAN CORP COM -20,004 Sold Out 0
CONCERT PHARMACEUTICALS INC COM -2,768 Sold Out 0
CUTERA INC COM -2,268 Sold Out 0
DEPOMED INC COM 38,163 -11,103 (22.54) 2,471,692
ELEVEN BIOTHERAPEUTICS INC COM 9,341 -46 (0.49) 857,715
IGNYTA INC COM 1,577 -2,921 (64.94) 225,000
IMPAX LABORATORIES INC COM 17,026 -699 (3.94) 608,929
INTRA CELLULAR THERAPIES INC COM -3,449 Sold Out 0
LANNET INC COM -36,338 Sold Out 0
MOLINA HEALTHCARE INC COM -12,953 Sold Out 0
NANOSPHERE INC COM -476 Sold Out 0
NANOSTRING TECHNOLOGIES INC COM -2,708 Sold Out 0
NOVADAQ TECHNOLOGIES INC COM 14,984 -312 (2.04) 1,201,617
OMEROS CORP COM -3,585 Sold Out 0
OMNICARE INC COM -11,608 Sold Out 0