BROADFIN CAPITAL, LLC Information

300 PARK AVENUE, 25TH FLOOR, NEW YORK, New York, 10022, (212) 808-2463

Report Date: 12/31/2014

Position Statistics

Total Positions 78
New Positions 9
Increased Positions 36
Decreased Positions 25
Positions with Activity 61
Sold Out Positions 8
Total Mkt Value (in $ millions) 1,432

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.62%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 1.32%
Healthcare 87.15%
Services 0%
Technology
Transportation
Utilities

25 DECREASED Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
BROOKDALE SR LIVING INC COM -11,311 Sold Out 0
CHEMOCENTRYX INC COM -6,096 Sold Out 0
DIGIRAD CORP COM -1,507 Sold Out 0
IMPAX LABORATORIES INC COM -32,650 Sold Out 0
LIBERATOR MEDICAL HLDGS INC COM -3,936 Sold Out 0
NATUS MEDICAL INC DEL COM -19,596 Sold Out 0
RITE AID CORP COM -13,819 Sold Out 0
TETRAPHASE PHARMACEUTICALS INC COM -38,399 Sold Out 0
CEMPRA INC COM 11,106 -26,164 (70.2) 284,625
AMAG PHARMACEUTICALS INC COM 34,418 -56,244 (62.04) 573,530
INFINITY PHARMACEUTICALS INC COM 6,543 -5,880 (47.33) 450,000
ALMOST FAMILY INC COM 6,070 -4,494 (42.54) 128,841
ANACOR PHARMACEUTICALS INC COM 32,524 -17,831 (35.41) 504,320
XENCOR INC COM 7,673 -3,429 (30.89) 520,881
DEPOMED INC COM 47,375 -16,587 (25.93) 1,713,702
ALLIQUA BIOMEDICAL INC COM NEW 5,808 -1,857 (24.23) 1,170,910
IGI LABS INC COM 8,715 -1,430 (14.1) 974,810
PERNIX THERAPEUTICS HLDGS INC COM 21,625 -3,191 (12.86) 3,050,000
ARATANA THERAPEUTICS INC COM 19,975 -2,902 (12.68) 1,259,471
IRADIMED CORP COM 5,680 -787 (12.17) 360,884