BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 12/31/2013

Position Statistics

Total Positions 76
New Positions 20
Increased Positions 39
Decreased Positions 30
Positions with Activity 69
Sold Out Positions 17
Total Mkt Value (in $ millions) 764

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.54%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 1%
Healthcare 92.65%
Services 2.98%
Technology 0%
Transportation
Utilities

30 DECREASED Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ALKERMES PLC SHS -19,854 Sold Out 0
CUBIST PHARMACEUTICALS INC COM -1,599 Sold Out 0
FOREST LABS INC COM -4,479 Sold Out 0
GLOBUS MED INC CL A -3,358 Sold Out 0
GW PHARMACEUTICALS PLC ADS -15,382 Sold Out 0
HEALTH NET INC COM -63 Sold Out 0
HEARTWARE INTL INC COM -2,125 Sold Out 0
INSMED INC COM PAR $.01 -2,215 Sold Out 0
INTEGRA LIFESCIENCES HLDGS CP COM NEW -10,029 Sold Out 0
INTELLIPHARMACEUTICS INTL INC COM -6,217 Sold Out 0
MASIMO CORP COM -4,410 Sold Out 0
NOVAVAX INC COM -3,224 Sold Out 0
NUVASIVE INC COM -10,149 Sold Out 0
ORTHOFIX INTL N V COM -4,774 Sold Out 0
QUEST DIAGNOSTICS INC COM -1,487 Sold Out 0
SEQUENOM INC COM NEW -1,554 Sold Out 0
SPECTRANETICS CORP COM -12,014 Sold Out 0
NATUS MEDICAL INC DEL COM 24,602 -36,557 (59.77) 1,014,116
DURATA THERAPEUTICS INC COM 2,391 -2,465 (50.76) 188,706
ATRICURE INC COM 7,136 -3,915 (35.43) 437,495