BROADFIN CAPITAL, LLC Information

300 PARK AVENUE, 25TH FLOOR, NEW YORK, New York, 10022, (212) 808-2463

Report Date: 03/31/2015

Position Statistics

Total Positions 91
New Positions 22
Increased Positions 38
Decreased Positions 33
Positions with Activity 71
Sold Out Positions 12
Total Mkt Value (in $ millions) 1,407

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 1.3%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 0.78%
Healthcare 82.03%
Services
Technology 1.72%
Transportation
Utilities

33 DECREASED Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
HORIZON PHARMA PLC SHS 243,628 -64,399 (20.91) 7,053,504
AMAG PHARMACEUTICALS INC COM -41,294 Sold Out 0
ANACOR PHARMACEUTICALS INC COM 14,701 -25,523 (63.45) 184,320
THORATEC CORP COM NEW -22,220 Sold Out 0
KINDRED HEALTHCARE INC COM -22,117 Sold Out 0
DEPOMED INC COM 14,555 -20,815 (58.85) 705,204
LIGAND PHARMACEUTICALS INC COM NEW -19,687 Sold Out 0
LA JOLLA PHARMACEUTICAL CO COM PAR $.0001 2 20,710 -12,303 (37.27) 703,470
XENCOR INC COM -11,715 Sold Out 0
CEMPRA INC COM -9,686 Sold Out 0
FLAMEL TECHNOLOGIES SA SPONSORED ADR 98,836 -9,072 (8.41) 4,719,959
CONMED CORP COM 5,782 -9,020 (60.94) 97,657
EMERGENT BIOSOLUTIONS INC COM 59,476 -8,416 (12.4) 1,810,519
ATRICURE INC COM 12,827 -7,036 (35.42) 533,354
UNIVERSAL AMERN CORP NEW COM 11,011 -5,841 (34.66) 1,133,989
ALLIQUA BIOMEDICAL INC COM NEW 1,225 -5,274 (81.15) 220,675
PERNIX THERAPEUTICS HLDGS INC COM 12,685 -5,158 (28.91) 2,168,326
ALMOST FAMILY INC COM -5,110 Sold Out 0
INFINITY PHARMACEUTICALS INC COM -4,770 Sold Out 0
ANGIODYNAMICS INC COM 39,192 -4,447 (10.19) 2,398,527