BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 06/30/2014

Position Statistics

Total Positions 92
New Positions 7
Increased Positions 35
Decreased Positions 33
Positions with Activity 68
Sold Out Positions 24
Total Mkt Value (in $ millions) 993

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.73%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 2.14%
Healthcare 87.92%
Services 2.92%
Technology 0%
Transportation 0%
Utilities

33 DECREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
LANNET INC COM -27,794 Sold Out 0
CATAMARAN CORP COM -21,835 Sold Out 0
TEVA PHARMACEUTICAL INDS LTD ADR -15,273 Sold Out 0
MOLINA HEALTHCARE INC COM -12,375 Sold Out 0
ACHILLION PHARMACEUTICALS INC COM -11,950 Sold Out 0
OMNICARE INC COM -11,076 Sold Out 0
DEPOMED INC COM 37,150 -10,808 (22.54) 2,471,692
AIR METHODS CORP COM PAR $.06 -5,498 Sold Out 0
OMEROS CORP COM -4,089 Sold Out 0
SAREPTA THERAPEUTICS INC COM -3,479 Sold Out 0
AUXILIUM PHARMACEUTICALS INC COM 9,354 -3,464 (27.03) 300,000
POZEN INC COM 5,357 -3,438 (39.09) 659,730
IGNYTA INC COM 1,798 -3,329 (64.94) 225,000
INOVIO PHARMACEUTICALS INC COM NEW -3,253 Sold Out 0
NANOSTRING TECHNOLOGIES INC COM -3,219 Sold Out 0
ORTHOFIX INTL N V COM -3,213 Sold Out 0
THORATEC CORP COM NEW -3,187 Sold Out 0
INTRA CELLULAR THERAPIES INC COM -3,171 Sold Out 0
PAIN THERAPEUTICS INC COM -2,964 Sold Out 0
CONCERT PHARMACEUTICALS INC COM -2,758 Sold Out 0