BROADFIN CAPITAL, LLC Information

300 PARK AVENUE, 25TH FLOOR, NEW YORK, New York, 10022, (212) 808-2463

Report Date: 12/31/2014

Position Statistics

Total Positions 79
New Positions 10
Increased Positions 37
Decreased Positions 25
Positions with Activity 62
Sold Out Positions 8
Total Mkt Value (in $ millions) 1,270

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.63%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 1.27%
Healthcare 87.11%
Services 0%
Technology
Transportation
Utilities

25 DECREASED Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
IMPAX LABORATORIES INC COM -26,548 Sold Out 0
LIBERATOR MEDICAL HLDGS INC COM -4,408 Sold Out 0
NATUS MEDICAL INC DEL COM -16,639 Sold Out 0
RITE AID CORP COM -13,367 Sold Out 0
TETRAPHASE PHARMACEUTICALS INC COM -37,852 Sold Out 0