BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 09/30/2014

Position Statistics

Total Positions 78
New Positions 10
Increased Positions 26
Decreased Positions 28
Positions with Activity 54
Sold Out Positions 8
Total Mkt Value (in $ millions) 1,045

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.56%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 1.53%
Healthcare 87.72%
Services 1.23%
Technology
Transportation
Utilities

28 DECREASED Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
AGENUS INC COM NEW -3,850 Sold Out 0
AUXILIUM PHARMACEUTICALS INC COM -9,825 Sold Out 0
BIOSCRIP INC COM -6,790 Sold Out 0
CAREFUSION CORP COM -7,331 Sold Out 0
HAEMONETICS CORP COM -133 Sold Out 0
LIPOCINE INC NEW COM -1,393 Sold Out 0
POZEN INC COM -5,957 Sold Out 0
SAGENT PHARMACEUTICALS INC COM -8,558 Sold Out 0