BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 06/30/2014

Position Statistics

Total Positions 92
New Positions 7
Increased Positions 35
Decreased Positions 33
Positions with Activity 68
Sold Out Positions 24
Total Mkt Value (in $ millions) 986

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.78%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 2.16%
Healthcare 87.73%
Services 2.91%
Technology 0%
Transportation 0%
Utilities

33 DECREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BIODELIVERY SCIENCES INTL INC COM 53,953 -1,600 (2.88) 3,372,054
DEPOMED INC COM 37,940 -11,039 (22.54) 2,471,692
NOVADAQ TECHNOLOGIES INC COM 15,693 -327 (2.04) 1,201,617
IMPAX LABORATORIES INC COM 15,004 -616 (3.94) 608,929
ELEVEN BIOTHERAPEUTICS INC COM 9,503 -47 (0.49) 857,715
SAGENT PHARMACEUTICALS INC COM 9,186 -1,391 (13.15) 330,188
AUXILIUM PHARMACEUTICALS INC COM 5,580 -2,066 (27.03) 300,000
POZEN INC COM 5,476 -3,514 (39.09) 659,730
IGNYTA INC COM 1,688 -3,125 (64.94) 225,000
ACELRX PHARMACEUTICALS INC COM -1,430 Sold Out 0
ACHILLION PHARMACEUTICALS INC COM -11,570 Sold Out 0
AIR METHODS CORP COM PAR $.06 -5,866 Sold Out 0
AMARIN CORP PLC SPONS ADR NEW -1,930 Sold Out 0
CARDIOME PHARMA CORP COM NO PAR -1,382 Sold Out 0
CATAMARAN CORP COM -22,065 Sold Out 0
CONCERT PHARMACEUTICALS INC COM -1,792 Sold Out 0
CUTERA INC COM -2,095 Sold Out 0
INOVIO PHARMACEUTICALS INC COM NEW -3,309 Sold Out 0
INTRA CELLULAR THERAPIES INC COM -3,189 Sold Out 0
LANNET INC COM -26,919 Sold Out 0