BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 06/30/2014

Position Statistics

Total Positions 92
New Positions 7
Increased Positions 35
Decreased Positions 33
Positions with Activity 68
Sold Out Positions 24
Total Mkt Value (in $ millions) 984

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.71%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 2.13%
Healthcare 81.89%
Services 2.69%
Technology 0%
Transportation 0%
Utilities

33 DECREASED Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BIODELIVERY SCIENCES INTL INC COM 57,392 -1,702 (2.88) 3,372,054
DEPOMED INC COM 36,383 -10,586 (22.54) 2,471,692
NOVADAQ TECHNOLOGIES INC COM 15,561 -324 (2.04) 1,201,617
IMPAX LABORATORIES INC COM 14,937 -613 (3.94) 608,929
ELEVEN BIOTHERAPEUTICS INC COM 10,318 -51 (0.49) 857,715
SAGENT PHARMACEUTICALS INC COM 10,203 -1,545 (13.15) 330,188
AUXILIUM PHARMACEUTICALS INC COM 9,342 -3,460 (27.03) 300,000
POZEN INC COM 5,205 -3,340 (39.09) 659,730
IGNYTA INC COM 1,595 -2,954 (64.94) 225,000
ACELRX PHARMACEUTICALS INC COM -1,416 Sold Out 0
ACHILLION PHARMACEUTICALS INC COM -11,500 Sold Out 0
AIR METHODS CORP COM PAR $.06 -5,470 Sold Out 0
AMARIN CORP PLC SPONS ADR NEW -1,300 Sold Out 0
CARDIOME PHARMA CORP COM NO PAR -1,600 Sold Out 0
CATAMARAN CORP COM -21,451 Sold Out 0
CONCERT PHARMACEUTICALS INC COM -2,800 Sold Out 0
CUTERA INC COM -2,255 Sold Out 0
INOVIO PHARMACEUTICALS INC COM NEW -3,194 Sold Out 0
INTRA CELLULAR THERAPIES INC COM -3,092 Sold Out 0
LANNET INC COM -28,265 Sold Out 0