BROADFIN CAPITAL, LLC Information

300 PARK AVENUE, 25TH FLOOR, NEW YORK, New York, 10022, (212) 808-2463

Report Date: 12/31/2014

Position Statistics

Total Positions 78
New Positions 9
Increased Positions 36
Decreased Positions 25
Positions with Activity 61
Sold Out Positions 8
Total Mkt Value (in $ millions) 1,312

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.66%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 1.32%
Healthcare 86.85%
Services 0%
Technology
Transportation
Utilities

61 Activity Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
BROOKDALE SR LIVING INC COM -10,893 Sold Out 0
CHEMOCENTRYX INC COM -5,680 Sold Out 0
DIGIRAD CORP COM -1,366 Sold Out 0
IMPAX LABORATORIES INC COM -30,561 Sold Out 0
LIBERATOR MEDICAL HLDGS INC COM -3,383 Sold Out 0
NATUS MEDICAL INC DEL COM -18,002 Sold Out 0
RITE AID CORP COM -13,350 Sold Out 0
TETRAPHASE PHARMACEUTICALS INC COM -35,387 Sold Out 0
RAPTOR PHARMACEUTICAL CORP COM 150 150 New 15,558
HEARTWARE INTL INC COM 3,753 3,753 New 50,000
MASIMO CORP COM 3,345 3,345 New 97,900
AUSPEX PHARMACEUTICALS INC COM 10,095 10,095 New 100,000
ALMOST FAMILY INC COM 5,607 -4,151 (42.54) 128,841
LIGAND PHARMACEUTICALS INC COM NEW 15,880 15,880 New 199,000
CONMED CORP COM 12,540 5,016 66.67 250,000
REDHILL BIOPHARMA LTD SPONSORED ADS 3,642 -169 (4.43) 251,509
PARATEK PHARMACEUTICALS INC COM 6,640 6,640 New 260,283
CEMPRA INC COM 9,307 -21,926 (70.2) 284,625
NOVADAQ TECHNOLOGIES INC COM 3,285 1,228 59.68 311,403
IRADIMED CORP COM 5,864 -813 (12.17) 360,884