BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 06/30/2014

Position Statistics

Total Positions 92
New Positions 7
Increased Positions 35
Decreased Positions 33
Positions with Activity 68
Sold Out Positions 24
Total Mkt Value (in $ millions) 986

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.78%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 2.16%
Healthcare 87.73%
Services 2.91%
Technology 0%
Transportation 0%
Utilities

68 Activity Positions as of 06/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ACELRX PHARMACEUTICALS INC COM -1,430 Sold Out 0
ACHILLION PHARMACEUTICALS INC COM -11,570 Sold Out 0
AEGERION PHARMACEUTICALS INC COM 24,747 14,054 131.44 810,044
AGENUS INC COM NEW 3,708 396 11.94 1,181,000
AIR METHODS CORP COM PAR $.06 -5,866 Sold Out 0
AMAG PHARMACEUTICALS INC COM 44,372 24,749 126.13 1,960,775
AMARIN CORP PLC SPONS ADR NEW -1,930 Sold Out 0
ANACOR PHARMACEUTICALS INC COM 33,613 10,302 44.20 1,443,220
ANGIODYNAMICS INC COM 41,914 5,332 14.57 2,970,510
ANTARES PHARMA INC COM 7,168 1,763 32.61 3,050,000
ARATANA THERAPEUTICS INC COM 9,499 1,743 22.47 817,435
ATRICURE INC COM 15,290 4,232 38.27 985,193
AUXILIUM PHARMACEUTICALS INC COM 5,580 -2,066 (27.03) 300,000
BIODELIVERY SCIENCES INTL INC COM 53,953 -1,600 (2.88) 3,372,054
BIOSCRIP INC COM 9,720 7,858 422.22 1,148,885
BIOTA PHARMACEUTIALS INC COM 2,581 1,116 76.24 1,122,133
BROOKDALE SR LIVING INC COM 10,590 10,590 New 303,000
CARDICA INC COM 9,940 9,223 1,285.97 8,874,992
CARDIOME PHARMA CORP COM NO PAR -1,382 Sold Out 0
CAREFUSION CORP COM 5,739 5,739 New 125,000