BROADFIN CAPITAL, LLC Information

300 PARK AVENUE, 25TH FLOOR, NEW YORK, New York, 10022, (212) 808-2463

Report Date: 06/30/2015

Position Statistics

Total Positions 95
New Positions 16
Increased Positions 42
Decreased Positions 26
Positions with Activity 68
Sold Out Positions 7
Total Mkt Value (in $ millions) 1,450

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 1%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 0%
Healthcare 77.92%
Services
Technology 1.65%
Transportation
Utilities

68 Activity Positions as of 06/30/2015

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ABIOMED INC COM 9,823 9,823 New 100,000
ACCURAY INC COM 6,770 2,031 42.86 1,000,000
ADVAXIS INC COM NEW 21,911 9,732 79.91 1,450,094
AEGERION PHARMACEUTICALS INC COM 50,377 6,181 13.99 2,852,578
ALCOBRA LTD SHS 12,544 189 1.53 1,579,806
ALLIQUA BIOMEDICAL INC COM NEW -971 Sold Out 0
AMARIN CORP PLC SPONS ADR NEW 7,861 5,649 255.41 3,525,216
AMPHASTAR PHARMACEUTICALS INC COM 18,986 -9,506 (33.36) 1,417,956
ANACOR PHARMACEUTICALS INC COM -24,966 Sold Out 0
ANTARES PHARMA INC COM 13,559 5,146 61.17 7,575,000
ANTHERA PHARMACEUTICALS INC COM NEW 10,155 -7,781 (43.38) 1,370,457
ARDELYX INC COM 12,174 12,174 New 649,290
ATRICURE INC COM 12,326 -1,275 (9.38) 483,354
BIODEL INC COM NEW 3,594 2,737 319.54 5,580,034
BIODELIVERY SCIENCES INTL INC COM 24,348 8,915 57.77 3,544,060
BOVIE MEDICAL CORP COM 2,179 -146 (6.29) 947,400
CAPRICOR THERAPEUTICS INC COM 505 -2,516 (83.28) 118,002
CARBYLAN THERAPEUTICS INC COM 6,343 6,343 New 1,178,941
CATALYST PHARMACEUTICALS INC COM 15,227 364 2.45 4,183,177
CIDARA THERAPEUTICS INC COM 2,201 2,201 New 150,000