BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 06/30/2014

Position Statistics

Total Positions 92
New Positions 7
Increased Positions 35
Decreased Positions 33
Positions with Activity 68
Sold Out Positions 24
Total Mkt Value (in $ millions) 972

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.78%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 2.17%
Healthcare 87.76%
Services 2.96%
Technology 0%
Transportation 0%
Utilities

68 Activity Positions as of 06/30/2014

Company ▲ Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ACELRX PHARMACEUTICALS INC COM -1,424 Sold Out 0
ACHILLION PHARMACEUTICALS INC COM -11,450 Sold Out 0
AEGERION PHARMACEUTICALS INC COM 24,820 14,096 131.44 810,044
AGENUS INC COM NEW 3,720 397 11.94 1,181,000
AIR METHODS CORP COM PAR $.06 -5,852 Sold Out 0
AMAG PHARMACEUTICALS INC COM 43,823 24,443 126.13 1,960,775
AMARIN CORP PLC SPONS ADR NEW -1,920 Sold Out 0
ANACOR PHARMACEUTICALS INC COM 32,703 10,024 44.20 1,443,220
ANGIODYNAMICS INC COM 41,468 5,275 14.57 2,970,510
ANTARES PHARMA INC COM 6,497 1,598 32.61 3,050,000
ARATANA THERAPEUTICS INC COM 9,384 1,722 22.47 817,435
ATRICURE INC COM 15,379 4,257 38.27 985,193
AUXILIUM PHARMACEUTICALS INC COM 5,496 -2,035 (27.03) 300,000
BIODELIVERY SCIENCES INTL INC COM 52,840 -1,567 (2.88) 3,372,054
BIOSCRIP INC COM 9,708 7,849 422.22 1,148,885
BIOTA PHARMACEUTIALS INC COM 2,626 1,136 76.24 1,122,133
BROOKDALE SR LIVING INC COM 10,584 10,584 New 303,000
CARDICA INC COM 10,029 9,305 1,285.97 8,874,992
CARDIOME PHARMA CORP COM NO PAR -1,420 Sold Out 0
CAREFUSION CORP COM 5,676 5,676 New 125,000