BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 03/31/2014

Position Statistics

Total Positions 96
New Positions 37
Increased Positions 58
Decreased Positions 31
Positions with Activity 89
Sold Out Positions 11
Total Mkt Value (in $ millions) 945

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.77%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 2.13%
Healthcare 84.99%
Services 4.95%
Technology 0.22%
Transportation 0.54%
Utilities

89 Activity Positions as of 03/31/2014

Company Class ▲ Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
TEVA PHARMACEUTICAL INDS LTD ADR 15,865 -29,925 (65.35) 291,636
AEGERION PHARMACEUTICALS INC COM 10,182 10,182 New 350,000
AERIE PHARMACEUTICALS INC COM -8,349 Sold Out 0
AMAG PHARMACEUTICALS INC COM 16,042 16,042 New 867,117
ANACOR PHARMACEUTICALS INC COM 17,355 -8,954 (34.03) 1,000,869
ANGIODYNAMICS INC COM 36,686 1,353 3.83 2,592,649
ANTARES PHARMA INC COM 4,830 3,150 187.50 2,300,000
AQUINOX PHARMACEUTICALS INC COM 4,084 4,084 New 510,500
ARATANA THERAPEUTICS INC COM 8,376 8,376 New 667,435
ASSEMBLY BIOSCIENCES INC COM -2,623 Sold Out 0
ATRICURE INC COM 11,336 4,375 62.86 712,495
AUXILIUM PHARMACEUTICALS INC COM 7,910 -10,582 (57.23) 411,100
BIODELIVERY SCIENCES INTL INC COM 43,783 15,763 56.25 3,472,054
BIOSCRIP INC COM 1,615 1,615 New 220,000
BIOTA PHARMACEUTIALS INC COM 1,961 1,961 New 636,700
CARDICA INC COM 762 -4,917 (86.58) 640,346
CATAMARAN CORP COM 20,927 20,927 New 468,263
CEMPRA INC COM 8,997 -1,973 (17.98) 955,147
CHEMOCENTRYX INC COM 5,796 90 1.58 1,050,000
CONCERT PHARMACEUTICALS INC COM 1,726 1,726 New 200,000