BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 03/31/2013

Position Statistics:

Total Positions 52
New Positions 8
Increased Positions 19
Decreased Positions 25
Positions with Activity 44
Sold Out Positions 9
Total Mkt Value
(in $ millions)
478

Sector Weighting

Basic Materials
Capital Goods
Conglomerates
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial
Healthcare 98.07%
Services
Technology 1.93%
Transportation
Utilities

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

44 Activity Positions as of 03/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held
ABIOMED INC COM -9,244 Sold Out 0
CARDIONET INC COM -896 Sold Out 0
CONCEPTUS INC COM -2,392 Sold Out 0
MISONIX INC COM -239 Sold Out 0
NEKTAR THERAPEUTICS COM -4,885 Sold Out 0
NUVASIVE INC COM -6,350 Sold Out 0
NXSTAGE MEDICAL INC COM -4,487 Sold Out 0
ONCOTHYREON INC COM -1,500 Sold Out 0
SUCAMPO PHARMACEUTICALS INC CL A -550 Sold Out 0
MAKO SURGICAL CORP COM 1,153 -4,612 (80) 100,000
HI-TECH PHARMACAL INC COM 6,107 -9,572 (61.05) 185,356
SANTARUS INC COM 19,748 -25,435 (56.29) 893,570
ALERE INC COM 9,238 -10,227 (52.54) 349,125
RIGEL PHARMACEUTICALS INC COM NEW 4,195 -3,482 (45.36) 915,932
ST JUDE MED INC COM 7,017 -5,396 (43.47) 150,203
ZELTIQ AESTHETICS INC COM 350 -155 (30.68) 70,323
TRIUS THERAPEUTICS INC COM 7,162 -2,387 (24.99) 908,927
PROGENICS PHARMACEUTICALS INC COM 11,683 -3,545 (23.28) 2,801,666
ALKERMES PLC SHS 41,813 -9,743 (18.9) 1,347,054
MERIT MED SYS INC COM 9,106 -1,282 (12.34) 909,720

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