BROADFIN CAPITAL, LLC Information

300 PARK AVENUE, 25TH FLOOR, NEW YORK, New York, 10022, (212) 808-2463

Report Date: 03/31/2015

Position Statistics

Total Positions 91
New Positions 22
Increased Positions 38
Decreased Positions 33
Positions with Activity 71
Sold Out Positions 12
Total Mkt Value (in $ millions) 1,403

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 1.29%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 0.8%
Healthcare 82.13%
Services
Technology 1.74%
Transportation
Utilities

71 Activity Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
HORIZON PHARMA PLC SHS 245,956 -65,014 (20.91) 7,053,504
AMAG PHARMACEUTICALS INC COM -40,417 Sold Out 0
ANACOR PHARMACEUTICALS INC COM 14,486 -25,149 (63.45) 184,320
THORATEC CORP COM NEW -22,095 Sold Out 0
KINDRED HEALTHCARE INC COM -22,051 Sold Out 0
DEPOMED INC COM 14,696 -21,017 (58.85) 705,204
LIGAND PHARMACEUTICALS INC COM NEW -19,621 Sold Out 0
XENCOR INC COM -11,564 Sold Out 0
LA JOLLA PHARMACEUTICAL CO COM PAR $.0001 2 19,240 -11,430 (37.27) 703,470
CEMPRA INC COM -9,504 Sold Out 0
FLAMEL TECHNOLOGIES SA SPONSORED ADR 97,420 -8,942 (8.41) 4,719,959
CONMED CORP COM 5,719 -8,921 (60.94) 97,657
EMERGENT BIOSOLUTIONS INC COM 58,588 -8,291 (12.4) 1,810,519
ATRICURE INC COM 12,672 -6,951 (35.42) 533,354
UNIVERSAL AMERN CORP NEW COM 11,170 -5,925 (34.66) 1,133,989
ALLIQUA BIOMEDICAL INC COM NEW 1,196 -5,150 (81.15) 220,675
ALMOST FAMILY INC COM -5,052 Sold Out 0
PERNIX THERAPEUTICS HLDGS INC COM 12,099 -4,920 (28.91) 2,168,326
INFINITY PHARMACEUTICALS INC COM -4,788 Sold Out 0
ANGIODYNAMICS INC COM 38,592 -4,379 (10.19) 2,398,527