BROADFIN CAPITAL, LLC Information

300 PARK AVENUE, 25TH FLOOR, NEW YORK, New York, 10022, (212) 808-2463

Report Date: 03/31/2015

Position Statistics

Total Positions 91
New Positions 22
Increased Positions 38
Decreased Positions 33
Positions with Activity 71
Sold Out Positions 12
Total Mkt Value (in $ millions) 1,416

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 1.3%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 0.81%
Healthcare 82.16%
Services
Technology 1.72%
Transportation
Utilities

71 Activity Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DISCOVERY LABORATORIES INC NEW COM NEW 5,409 4 .08 8,072,500
OHR PHARMACEUTICAL INC COM NEW 4,491 4,491 New 1,775,000
EPIRUS BIOPHARMACEUTICALS INC COM 4,418 4,418 New 775,000
NOVADAQ TECHNOLOGIES INC COM 3,899 150 4.00 323,863
ZOSANO PHARMA CORP COM 3,594 3,594 New 485,000
CAPRICOR THERAPEUTICS INC COM 3,473 3,473 New 705,882
CAS MED SYS INC COM PAR $0.004 3,404 910 36.49 2,618,296
ELEVEN BIOTHERAPEUTICS INC COM 2,744 -2 (0.06) 966,057
BOVIE MEDICAL CORP COM 2,740 2,740 New 1,011,000
TORNIER N V SHS 2,508 2,508 New 100,000
AMARIN CORP PLC SPONS ADR NEW 2,430 -3,043 (55.6) 991,883
UNILIFE CORP NEW COM 2,415 2,415 New 1,150,000
GENOMIC HEALTH INC COM 2,051 2,051 New 75,000
TEARLAB CORP COM 1,710 1,710 New 914,499
ALLIQUA BIOMEDICAL INC COM NEW 1,181 -5,084 (81.15) 220,675
TANDEM DIABETES CARE INC COM 1,083 1,083 New 101,957
MELA SCIENCES INC COM NEW 676 676 New 587,915
FATE THERAPEUTICS INC COM 471 471 New 70,428
ORASURE TECHNOLOGIES INC COM 269 269 New 50,000
ALMOST FAMILY INC COM -5,094 Sold Out 0