BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 12/31/2013

Position Statistics

Total Positions 76
New Positions 20
Increased Positions 39
Decreased Positions 30
Positions with Activity 69
Sold Out Positions 17
Total Mkt Value (in $ millions) 764

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.54%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 1%
Healthcare 92.65%
Services 2.98%
Technology 0%
Transportation
Utilities

69 Activity Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
CAS MED SYS INC COM PAR $0.004 2,970 108 3.76 1,349,796
ACHILLION PHARMACEUTICALS INC COM 2,830 2,830 New 1,000,000
ANTARES PHARMA INC COM 2,456 2,456 New 800,000
DURATA THERAPEUTICS INC COM 2,391 -2,465 (50.76) 188,706
SYNERON MEDICAL LTD ORD SHS 2,270 2,270 New 200,000
ANTHERA PHARMACEUTICALS INC COM NEW 2,199 154 7.56 766,329
ACELRX PHARMACEUTICALS INC COM 2,136 2,136 New 200,000
EPIZYME INC COM 1,991 1,991 New 100,000
TARGACEPT INC COM 1,190 1,190 New 298,909
DIGIRAD CORP COM 739 138 23.02 224,481
TORNIER N V SHS 276 276 New 15,000
ST JUDE MED INC COM 6 6 New 100
ALKERMES PLC SHS -19,854 Sold Out 0
CUBIST PHARMACEUTICALS INC COM -1,599 Sold Out 0
FOREST LABS INC COM -4,479 Sold Out 0
GLOBUS MED INC CL A -3,358 Sold Out 0
GW PHARMACEUTICALS PLC ADS -15,382 Sold Out 0
HEALTH NET INC COM -63 Sold Out 0
HEARTWARE INTL INC COM -2,125 Sold Out 0
INSMED INC COM PAR $.01 -2,215 Sold Out 0