BROADFIN CAPITAL, LLC Information

300 PARK AVENUE, 25TH FLOOR, NEW YORK, New York, 10022, (212) 808-2463

Report Date: 03/31/2015

Position Statistics

Total Positions 91
New Positions 22
Increased Positions 38
Decreased Positions 33
Positions with Activity 71
Sold Out Positions 12
Total Mkt Value (in $ millions) 1,243

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 1.28%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 0.95%
Healthcare 82.38%
Services
Technology 1.87%
Transportation
Utilities

71 Activity Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
SPECTRUM PHARMACEUTICALS INC COM 5,072 5,072 New 800,000
OHR PHARMACEUTICAL INC COM NEW 4,952 4,952 New 1,775,000
ZOSANO PHARMA CORP COM 4,506 4,506 New 485,000
EPIRUS BIOPHARMACEUTICALS INC COM 4,270 4,270 New 775,000
CAPRICOR THERAPEUTICS INC COM 4,165 4,165 New 705,882
CAS MED SYS INC COM PAR $0.004 3,456 924 36.49 2,618,296
NOVADAQ TECHNOLOGIES INC COM 3,326 128 4.00 323,863
ELEVEN BIOTHERAPEUTICS INC COM 2,898 -2 (0.06) 966,057
UNILIFE CORP NEW COM 2,841 2,841 New 1,150,000
BOVIE MEDICAL CORP COM 2,760 2,760 New 1,011,000
TORNIER N V SHS 2,587 2,587 New 100,000
TEARLAB CORP COM 2,131 2,131 New 914,499
GENOMIC HEALTH INC COM 2,043 2,043 New 75,000
AMARIN CORP PLC SPONS ADR NEW 1,904 -2,384 (55.6) 991,883
TANDEM DIABETES CARE INC COM 1,206 1,206 New 101,957
ALLIQUA BIOMEDICAL INC COM NEW 1,011 -4,352 (81.15) 220,675
MELA SCIENCES INC COM NEW 935 935 New 587,915
FATE THERAPEUTICS INC COM 436 436 New 70,428
ORASURE TECHNOLOGIES INC COM 330 330 New 50,000
ALMOST FAMILY INC COM -4,886 Sold Out 0