BROADFIN CAPITAL, LLC Information

300 PARK AVENUE, 25TH FLOOR, NEW YORK, New York, 10022, (212) 808-2463

Report Date: 03/31/2015

Position Statistics

Total Positions 91
New Positions 22
Increased Positions 38
Decreased Positions 33
Positions with Activity 71
Sold Out Positions 12
Total Mkt Value (in $ millions) 1,490

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 1.07%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 0.71%
Healthcare 83.3%
Services
Technology 1.48%
Transportation
Utilities

71 Activity Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
BIOLINERX LTD SPONSORED ADR 4,898 4,898 New 3,100,000
DISCOVERY LABORATORIES INC NEW COM NEW 4,117 3 .08 8,072,500
ZOSANO PHARMA CORP COM 3,788 3,788 New 485,000
NOVADAQ TECHNOLOGIES INC COM 3,715 143 4.00 323,863
CAPRICOR THERAPEUTICS INC COM 3,247 3,247 New 705,882
CAS MED SYS INC COM PAR $0.004 2,828 756 36.49 2,618,296
ELEVEN BIOTHERAPEUTICS INC COM 2,676 -2 (0.06) 966,057
TORNIER N V SHS 2,489 2,489 New 100,000
BOVIE MEDICAL CORP COM 2,335 2,335 New 1,011,000
TEARLAB CORP COM 2,277 2,277 New 914,499
AMARIN CORP PLC SPONS ADR NEW 2,242 -2,807 (55.6) 991,883
GENOMIC HEALTH INC COM 2,031 2,031 New 75,000
UNILIFE CORP NEW COM 2,024 2,024 New 1,150,000
TANDEM DIABETES CARE INC COM 1,280 1,280 New 101,957
ALLIQUA BIOMEDICAL INC COM NEW 1,099 -4,732 (81.15) 220,675
XOMA CORP DEL COM 1,097 1,097 New 1,500,000
MELA SCIENCES INC COM NEW 694 694 New 587,915
FATE THERAPEUTICS INC COM 497 497 New 70,428
ORASURE TECHNOLOGIES INC COM 247 247 New 50,000
ALMOST FAMILY INC COM -5,638 Sold Out 0