BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 12/31/2013

Position Statistics

Total Positions 76
New Positions 20
Increased Positions 39
Decreased Positions 30
Positions with Activity 69
Sold Out Positions 17
Total Mkt Value (in $ millions) 764

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.54%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 1%
Healthcare 92.65%
Services 2.98%
Technology 0%
Transportation
Utilities

69 Activity Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
INFINITY PHARMACEUTICALS INC COM 10,109 7,166 243.45 996,000
POZEN INC COM 10,051 4,475 80.24 1,155,323
IDERA PHARMACEUTICALS INC COM NEW 9,834 -2,701 (21.55) 3,550,000
NPS PHARMACEUTICALS INC COM 9,820 -1,267 (11.43) 400,000
XENCOR INC COM 9,037 9,037 New 874,000
LIBERATOR MEDICAL HLDGS INC COM 8,743 8,743 New 2,169,531
DERMA SCIENCES INC COM PAR $.01 8,219 943 12.96 871,598
MOLINA HEALTHCARE INC COM 7,643 7,643 New 229,300
ATRICURE INC COM 7,136 -3,915 (35.43) 437,495
DURECT CORP COM 7,127 -252 (3.42) 5,440,290
SAGENT PHARMACEUTICALS INC COM 6,759 5,322 370.55 321,388
NXSTAGE MEDICAL INC COM 6,668 6,668 New 543,466
PAIN THERAPEUTICS INC COM 6,617 1,237 23 1,230,000
IGI LABS INC COM 6,180 6,180 New 1,500,000
AERIE PHARMACEUTICALS INC COM 5,845 5,845 New 391,232
CHEMOCENTRYX INC COM 5,530 5,530 New 1,033,668
OPHTHOTECH CORP COM 4,766 4,766 New 150,000
MIRATI THERAPEUTICS INC COM 4,093 4,093 New 214,286
TONIX PHARMACEUTICALS HLDG COR COM NEW 3,941 -853 (17.79) 392,952
RITE AID CORP COM 3,580 3,580 New 500,000