BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 03/31/2014

Position Statistics

Total Positions 96
New Positions 37
Increased Positions 58
Decreased Positions 31
Positions with Activity 89
Sold Out Positions 11
Total Mkt Value (in $ millions) 915

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.81%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 2.07%
Healthcare 84.62%
Services 5.11%
Technology 0.22%
Transportation 0.55%
Utilities

89 Activity Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FLAMEL TECHNOLOGIES SA SPONSORED ADR 71,064 20,235 39.81 5,267,911
BIODELIVERY SCIENCES INTL INC COM 46,595 16,775 56.25 3,472,054
EMERGENT BIOSOLUTIONS INC COM 40,855 16,549 68.09 1,805,352
HORIZON PHARMA INC COM 38,362 428 1.13 4,305,469
ANGIODYNAMICS INC COM 38,086 1,404 3.83 2,592,649
DEPOMED INC COM 34,939 -17,016 (32.75) 3,190,816
PROGENICS PHARMACEUTICALS INC COM 28,098 7,978 39.65 5,586,169
PERNIX THERAPEUTICS HLDGS INC COM 27,615 27,615 New 3,500,000
LANNET INC COM 25,032 -24,037 (48.99) 683,564
NATUS MEDICAL INC DEL COM 22,489 -7,327 (24.57) 764,915
TETRAPHASE PHARMACEUTICALS INC COM 22,089 -2,037 (8.44) 2,008,125
CATAMARAN CORP COM 21,507 21,507 New 468,263
HERON THERAPEUTICS INC COM 20,858 20,858 New 2,233,173
NOVADAQ TECHNOLOGIES INC COM 19,834 -12,015 (37.72) 1,226,617
RIGEL PHARMACEUTICALS INC COM NEW 18,602 1,705 10.09 5,455,119
RETROPHIN INC COM 17,868 17,868 New 1,609,696
AMAG PHARMACEUTICALS INC COM 16,943 16,943 New 867,117
DERMA SCIENCES INC COM PAR $.01 16,815 8,038 91.58 1,669,777
ANACOR PHARMACEUTICALS INC COM 16,815 -8,675 (34.03) 1,000,869
TEVA PHARMACEUTICAL INDS LTD ADR 16,005 -30,189 (65.35) 291,636