BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 03/31/2014

Position Statistics

Total Positions 96
New Positions 37
Increased Positions 58
Decreased Positions 31
Positions with Activity 89
Sold Out Positions 11
Total Mkt Value (in $ millions) 989

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.75%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 1.99%
Healthcare 85%
Services 4.68%
Technology 0.21%
Transportation 0.53%
Utilities

89 Activity Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FLAMEL TECHNOLOGIES SA SPONSORED ADR 78,808 22,440 39.81 5,267,911
HORIZON PHARMA INC COM 65,960 735 1.13 4,305,469
BIODELIVERY SCIENCES INTL INC COM 48,678 17,525 56.25 3,472,054
EMERGENT BIOSOLUTIONS INC COM 41,469 16,798 68.09 1,805,352
DEPOMED INC COM 41,353 -20,139 (32.75) 3,190,816
ANGIODYNAMICS INC COM 38,242 1,410 3.83 2,592,649
LANNET INC COM 32,066 -30,791 (48.99) 683,564
PERNIX THERAPEUTICS HLDGS INC COM 30,835 30,835 New 3,500,000
PROGENICS PHARMACEUTICALS INC COM 23,685 6,725 39.65 5,586,169
HERON THERAPEUTICS INC COM 22,443 22,443 New 2,233,173
TETRAPHASE PHARMACEUTICALS INC COM 22,350 -2,061 (8.44) 2,008,125
CATAMARAN CORP COM 20,697 20,697 New 468,263
NOVADAQ TECHNOLOGIES INC COM 20,485 -12,408 (37.72) 1,226,617
NATUS MEDICAL INC DEL COM 19,215 -6,260 (24.57) 764,915
DERMA SCIENCES INC COM PAR $.01 18,601 8,892 91.58 1,669,777
RIGEL PHARMACEUTICALS INC COM NEW 18,547 1,700 10.09 5,455,119
IMPAX LABORATORIES INC COM 18,403 -2,903 (13.63) 633,929
RETROPHIN INC COM 17,642 17,642 New 1,609,696
AMAG PHARMACEUTICALS INC COM 17,368 17,368 New 867,117
ANACOR PHARMACEUTICALS INC COM 17,345 -8,949 (34.03) 1,000,869


Create your free portfolio