BROADFIN CAPITAL, LLC Information

300 PARK AVENUE, 25TH FLOOR, NEW YORK, New York, 10022, (212) 808-2463

Report Date: 03/31/2015

Position Statistics

Total Positions 91
New Positions 22
Increased Positions 38
Decreased Positions 33
Positions with Activity 71
Sold Out Positions 12
Total Mkt Value (in $ millions) 1,231

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 1.28%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 0.96%
Healthcare 82.41%
Services
Technology 1.87%
Transportation
Utilities

91 Positions as of 03/31/2015

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HORIZON PHARMA PLC SHS 215,485 -56,960 (20.91) 7,053,504
FLAMEL TECHNOLOGIES SA SPONSORED ADR 84,818 -7,785 (8.41) 4,719,959
RETROPHIN INC COM 79,093 8,102 11.41 2,962,298
EMERGENT BIOSOLUTIONS INC COM 56,271 -7,963 (12.4) 1,810,519
AEGERION PHARMACEUTICALS INC COM 51,603 -954 (1.82) 2,502,578
PROGENICS PHARMACEUTICALS INC COM 49,589 New 8,951,169
ANGIODYNAMICS INC COM 38,209 -4,336 (10.19) 2,398,527
HERON THERAPEUTICS INC COM 35,636 New 2,808,173
AMPHASTAR PHARMACEUTICALS INC COM 31,216 New 2,127,854
RIGEL PHARMACEUTICALS INC COM NEW 30,346 -940 (3) 8,246,329
ALERE INC COM 22,988 22,988 New 452,423
CORIUM INTL INC COM 22,387 New 1,736,736
BIODELIVERY SCIENCES INTL INC COM 19,072 -1,274 (6.26) 2,246,399
ADVAXIS INC COM NEW 18,522 18,522 New 805,994
IDERA PHARMACEUTICALS INC COM NEW 17,218 6,500 60.65 5,663,845
DYNAVAX TECHNOLOGIES CORP COM NEW 16,837 New 766,010
CATALYST PHARM PARTNERS INC COM 16,088 6,632 70.13 4,083,177
IGNYTA INC COM 15,989 10,098 171.42 1,741,700
ARATANA THERAPEUTICS INC COM 15,291 -1,724 (10.13) 1,131,865
ZOGENIX INC COM 15,033 6,300 72.14 10,737,645