BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 12/31/2013

Position Statistics

Total Positions 76
New Positions 20
Increased Positions 39
Decreased Positions 30
Positions with Activity 69
Sold Out Positions 17
Total Mkt Value (in $ millions) 822

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.51%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 1%
Healthcare 92.95%
Services 2.77%
Technology 0%
Transportation
Utilities

76 Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
DEPOMED INC COM 64,149 -11,860 (15.6) 4,744,772
HORIZON PHARMA INC COM 62,840 35,091 126.46 4,257,469
LANNET INC COM 48,037 1,125 2.40 1,339,945
FLAMEL TECHNOLOGIES SA SPONSORED ADR 44,348 New 3,767,911
TEVA PHARMACEUTICAL INDS LTD ADR 43,307 10,290 31.17 841,736
NOVADAQ TECHNOLOGIES INC COM 36,143 5,185 16.75 1,969,634
ANGIODYNAMICS INC COM 35,908 -4,740 (11.66) 2,497,049
EMERGENT BIOSOLUTIONS INC COM 28,763 -5 (0.02) 1,074,048
SAREPTA THERAPEUTICS INC COM 28,187 28,187 New 726,655
AUXILIUM PHARMACEUTICALS INC COM 27,603 4,308 18.49 961,100
ANACOR PHARMACEUTICALS INC COM 26,734 -3,884 (12.69) 1,517,231
NATUS MEDICAL INC DEL COM 24,734 -36,753 (59.77) 1,014,116
TETRAPHASE PHARMACEUTICALS INC COM 23,315 4,252 22.31 2,193,328
IMPAX LABORATORIES INC COM 19,119 -4,913 (20.45) 733,929
BIODELIVERY SCIENCES INTL INC COM 18,821 847 4.71 2,222,054
ZOGENIX INC COM 17,685 11,702 195.59 5,875,276
RIGEL PHARMACEUTICALS INC COM NEW 16,947 4,751 38.96 4,955,119
DISCOVERY LABORATORIES INC NEW COM NEW 15,971 11,682 272.39 8,066,000
PROGENICS PHARMACEUTICALS INC COM 15,560 2,025 14.96 4,000,000
CEMPRA INC COM 12,123 -2,361 (16.3) 1,164,547