BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 03/31/2014

Position Statistics

Total Positions 96
New Positions 37
Increased Positions 58
Decreased Positions 31
Positions with Activity 89
Sold Out Positions 11
Total Mkt Value (in $ millions) 899

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.79%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 2.17%
Healthcare 84.58%
Services 5.16%
Technology 0.22%
Transportation 0.58%
Utilities

96 Positions as of 03/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FLAMEL TECHNOLOGIES SA SPONSORED ADR 71,169 20,265 39.81 5,267,911
BIODELIVERY SCIENCES INTL INC COM 43,574 15,688 56.25 3,472,054
EMERGENT BIOSOLUTIONS INC COM 40,205 16,286 68.09 1,805,352
HORIZON PHARMA INC COM 39,395 439 1.13 4,305,469
ANGIODYNAMICS INC COM 37,101 1,368 3.83 2,592,649
DEPOMED INC COM 35,227 -17,156 (32.75) 3,190,816
PROGENICS PHARMACEUTICALS INC COM 27,875 7,915 39.65 5,586,169
PERNIX THERAPEUTICS HLDGS INC COM 27,020 27,020 New 3,500,000
LANNET INC COM 24,984 -23,991 (48.99) 683,564
NATUS MEDICAL INC DEL COM 22,022 -7,174 (24.57) 764,915
TETRAPHASE PHARMACEUTICALS INC COM 21,407 -1,974 (8.44) 2,008,125
CATAMARAN CORP COM 20,917 20,917 New 468,263
NOVADAQ TECHNOLOGIES INC COM 20,313 -12,304 (37.72) 1,226,617
HERON THERAPEUTICS INC COM 20,054 20,054 New 2,233,173
RIGEL PHARMACEUTICALS INC COM NEW 17,838 1,635 10.09 5,455,119
IMPAX LABORATORIES INC COM 17,769 -2,803 (13.63) 633,929
RETROPHIN INC COM 17,481 17,481 New 1,609,696
ANACOR PHARMACEUTICALS INC COM 16,374 -8,448 (34.03) 1,000,869
TEVA PHARMACEUTICAL INDS LTD ADR 15,865 -29,925 (65.35) 291,636
DERMA SCIENCES INC COM PAR $.01 15,779 7,543 91.58 1,669,777