BROADFIN CAPITAL, LLC Information

300 PARK AVENUE, 25TH FLOOR, NEW YORK, New York, 10022, (212) 808-2463

Report Date: 06/30/2016

Position Statistics

Total Positions 72
New Positions 8
Increased Positions 21
Decreased Positions 25
Positions with Activity 46
Sold Out Positions 7
Total Mkt Value (in $ millions) 1,114

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 1.35%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial
Healthcare 80.86%
Services
Technology
Transportation
Utilities

72 Positions as of 06/30/2016

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HORIZON PHARMA PLC SHS 154,711 912 .59 6,863,848
NOVADAQ TECHNOLOGIES INC COM 64,107 New 5,465,216
FLAMEL TECHNOLOGIES SA SPONSORED ADR 63,632 New 4,394,464
PROGENICS PHARMACEUTICALS INC COM 62,390 New 8,951,169
ANGIODYNAMICS INC COM 60,458 18,583 44.38 3,607,282
RAPTOR PHARMACEUTICAL CORP COM 47,472 -4,048 (7.86) 6,450,000
RETROPHIN INC COM 45,477 -5,076 (10.04) 2,662,591
NEVRO CORP COM 39,130 -27,481 (41.26) 392,355
ARATANA THERAPEUTICS INC COM 31,717 New 3,428,865
CARDIOVASCULAR SYS INC DEL COM 29,288 -5,611 (16.08) 1,227,501
LION BIOTECHNOLOGIES INC COM 29,012 9,747 50.59 3,170,759
HERON THERAPEUTICS INC COM 26,265 -4,525 (14.7) 1,250,104
LA JOLLA PHARMACEUTICAL CO COM PAR $.0001 2 24,167 2,188 9.95 1,281,373
ADVAXIS INC COM NEW 23,988 New 1,690,517
ENDO INTL PLC SHS 23,601 23,601 New 1,028,802
ARALEZ PHARMACEUTICALS INC COM 22,712 -22,886 (50.19) 4,106,990
TELIGENT INC NEW COM 20,157 1,832 10 2,516,501
MEDGENICS INC COM NEW 19,278 1,859 10.67 3,370,306
RECRO PHARMA INC COM 17,717 New 2,060,086
ANTARES PHARMA INC COM 17,267 -232 (1.33) 14,885,393