BROADFIN CAPITAL, LLC Information

237 PARK AVENUE, 9TH FLOOR, NEW YORK, New York, 10017, (212) 808-2463

Report Date: 06/30/2014

Position Statistics

Total Positions 92
New Positions 7
Increased Positions 35
Decreased Positions 33
Positions with Activity 68
Sold Out Positions 24
Total Mkt Value (in $ millions) 986

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.78%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 2.16%
Healthcare 87.73%
Services 2.91%
Technology 0%
Transportation 0%
Utilities

92 Positions as of 06/30/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
FLAMEL TECHNOLOGIES SA SPONSORED ADR 79,019 New 5,267,911
BIODELIVERY SCIENCES INTL INC COM 53,953 -1,600 (2.88) 3,372,054
EMERGENT BIOSOLUTIONS INC COM 51,805 6,852 15.24 2,080,519
HORIZON PHARMA INC COM 44,838 492 1.11 4,353,214
AMAG PHARMACEUTICALS INC COM 44,372 24,749 126.13 1,960,775
ANGIODYNAMICS INC COM 41,914 5,332 14.57 2,970,510
DEPOMED INC COM 37,940 -11,039 (22.54) 2,471,692
PROGENICS PHARMACEUTICALS INC COM 36,565 5,786 18.80 6,636,169
ANACOR PHARMACEUTICALS INC COM 33,613 10,302 44.20 1,443,220
PERNIX THERAPEUTICS HLDGS INC COM 30,415 New 3,500,000
TETRAPHASE PHARMACEUTICALS INC COM 27,695 1,409 5.36 2,115,747
HERON THERAPEUTICS INC COM 26,369 5,399 25.75 2,808,173
AEGERION PHARMACEUTICALS INC COM 24,747 14,054 131.44 810,044
RETROPHIN INC COM 22,917 897 4.07 1,675,251
NATUS MEDICAL INC DEL COM 21,502 New 764,915
UNIVERSAL AMERN CORP NEW COM 21,259 13,722 182.04 2,486,459
INFINITY PHARMACEUTICALS INC COM 16,255 1,271 8.48 1,438,484
NOVADAQ TECHNOLOGIES INC COM 15,693 -327 (2.04) 1,201,617
DERMA SCIENCES INC COM PAR $.01 15,452 1,309 9.26 1,824,377
ATRICURE INC COM 15,290 4,232 38.27 985,193