BROADFIN CAPITAL, LLC Information

300 PARK AVENUE, 25TH FLOOR, NEW YORK, New York, 10022, (212) 808-2463

Report Date: 12/31/2014

Position Statistics

Total Positions 79
New Positions 10
Increased Positions 37
Decreased Positions 25
Positions with Activity 62
Sold Out Positions 8
Total Mkt Value (in $ millions) 1,309

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials
Capital Goods
Conglomerates 0.63%
Consumer Cyclical
Consumer/Non-Cyclical
Energy
Financial 1.37%
Healthcare 86.78%
Services 0%
Technology
Transportation
Utilities

79 Positions as of 12/31/2014

Company Class Value of Shares ($1,000s) ▼ Change in Value ($1,000s) Change (%) Shares Held
HORIZON PHARMA PLC SHS 183,666 78,860 75.24 8,917,975
FLAMEL TECHNOLOGIES SA SPONSORED ADR 93,479 2,677 2.95 5,153,190
AEGERION PHARMACEUTICALS INC COM 66,347 40,146 153.23 2,548,863
RETROPHIN INC COM 60,861 2,289 3.91 2,658,854
EMERGENT BIOSOLUTIONS INC COM 57,062 -381 (0.66) 2,066,719
PROGENICS PHARMACEUTICALS INC COM 50,485 New 8,951,169
ANGIODYNAMICS INC COM 47,218 -5,384 (10.24) 2,670,703
HERON THERAPEUTICS INC COM 39,904 New 2,808,173
DEPOMED INC COM 38,250 -13,392 (25.93) 1,713,702
BIODELIVERY SCIENCES INTL INC COM 33,526 5,092 17.91 2,396,399
AMAG PHARMACEUTICALS INC COM 30,976 -50,621 (62.04) 573,530
AMPHASTAR PHARMACEUTICALS INC COM 30,684 2,163 7.58 2,127,854
PERNIX THERAPEUTICS HLDGS INC COM 29,524 -4,356 (12.86) 3,050,000
RIGEL PHARMACEUTICALS INC COM NEW 27,886 8,212 41.74 8,501,750
ANACOR PHARMACEUTICALS INC COM 26,058 -14,287 (35.41) 504,320
KINDRED HEALTHCARE INC COM 25,481 14,114 124.17 1,110,300
ARATANA THERAPEUTICS INC COM 21,361 -3,103 (12.68) 1,259,471
LA JOLLA PHARMACEUTICAL CO COM PAR $.0001 2 20,835 266 1.29 1,121,370
THORATEC CORP COM NEW 20,125 New 500,000
DYNAVAX TECHNOLOGIES CORP COM NEW 18,200 New 766,010