BNP PARIBAS ARBITRAGE, SA Information

787 SEVENTH AVENUE, NEW YORK, New York, 10019, (917) 472-4991

Report Date: 09/30/2014

Position Statistics

Total Positions 3,825
New Positions 598
Increased Positions 2,826
Decreased Positions 887
Positions with Activity 3,713
Sold Out Positions 396
Total Mkt Value (in $ millions) 34,912

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 3.47%
Capital Goods 2.73%
Conglomerates 0.09%
Consumer Cyclical 2.26%
Consumer/Non-Cyclical 4.73%
Energy 4.25%
Financial 35.5%
Healthcare 6.87%
Services 12.73%
Technology 22.7%
Transportation 2.01%
Utilities 1.93%

396 Sold Out Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) Shares Held ▲
ACCESS NATL CORP COM -3 Sold Out 0
ACTUA CORP COM -1 Sold Out 0
ACURA PHARMACEUTICALS INC COM NEW Sold Out 0
ADCARE HEALTH SYSTEMS INC COM NEW -1 Sold Out 0
AIR LEASE CORP CL A -2 Sold Out 0
ALASKA COMMUNICATIONS SYS GRP COM -2 Sold Out 0
ALLIED MOTION TECHNOLOGIES INC COM Sold Out 0
ALPHATEC HOLDINGS INC COM -2 Sold Out 0
ALPINE TOTAL DYNAMIC DIVID FD COM SH BEN INT N -174 Sold Out 0
AMBASSADORS GROUP INC COM -1 Sold Out 0
AMERICAN CAP LTD COM -13 Sold Out 0
AMERICAN RIVER BANKSHARES COM -4 Sold Out 0
AMICUS THERAPEUTICS INC COM Sold Out 0
AMTECH SYS INC COM PAR $0.01N -2 Sold Out 0
ANADIGICS INC COM -2 Sold Out 0
ANTHERA PHARMACEUTICALS INC COM NEW -1 Sold Out 0
APOLLO INVT CORP COM -2 Sold Out 0
APRICUS BIOSCIENCES INC COM Sold Out 0
ARES CAP CORP COM -16 Sold Out 0
ARK RESTAURANTS CORP COM Sold Out 0