BNP PARIBAS ARBITRAGE, SA Information

787 SEVENTH AVENUE, NEW YORK, New York, 10019, (917) 472-4991

Report Date: 12/31/2013

Position Statistics

Total Positions 3,590
New Positions 1,457
Increased Positions 1,837
Decreased Positions 1,733
Positions with Activity 3,570
Sold Out Positions 72
Total Mkt Value (in $ millions) 26,452

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 2.44%
Capital Goods 2.31%
Conglomerates 0.09%
Consumer Cyclical 1.71%
Consumer/Non-Cyclical 5.18%
Energy 4.65%
Financial 33.22%
Healthcare 7.11%
Services 14.79%
Technology 24.9%
Transportation 1.54%
Utilities 1.75%

72 Sold Out Positions as of 12/31/2013

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) ▲ Change (%) Shares Held
THERAVANCE INC COM -132,350 Sold Out 0
SPDR SERIES TRUST S&P REGL BKG -47,820 Sold Out 0
HEALTH CARE REIT INC PFD PER CON I -17,106 Sold Out 0
MARKET VECTORS ETF TR OIL SVCS ETF -12,888 Sold Out 0
CANON INC SPONSORED ADR -11,970 Sold Out 0
CHIPMOS TECH BERMUDA LTD SHS -8,644 Sold Out 0
PERRIGO CO COM -7,713 Sold Out 0
CURRENCYSHS JAPANESE YEN TR JAPANESE YEN -5,638 Sold Out 0
WELLS FARGO & CO NEW PERP PFD CNV A -3,549 Sold Out 0
TORONTO DOMINION BK ONT COM NEW -3,328 Sold Out 0
CHINA UNICOM (HONG KONG) LTD SPONSORED ADR -2,099 Sold Out 0
ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR -2,051 Sold Out 0
DIREXION SHS ETF TR 20YR TRES BEAR -1,891 Sold Out 0
SOUFUN HLDGS LTD ADR -1,816 Sold Out 0
FORTINET INC COM -1,623 Sold Out 0
GOLAR LNG PARTNERS LP COM UNIT LPI -1,540 Sold Out 0
QIHOO 360 TECHNOLOGY CO LTD ADS -1,221 Sold Out 0
CHINA TELECOM CORP LTD SPON ADR H SHS -1,146 Sold Out 0
AMR CORP DEL COM -1,001 Sold Out 0
LINN ENERGY LLC UNIT LTD LIAB -950 Sold Out 0