BLUME CAPITAL MANAGEMENT, INC. Information

1708 SHATTUCK AVENUE, BERKELEY, California, 94709, (510) 549-3534

Report Date: 09/30/2014

Position Statistics

Total Positions 218
New Positions 3
Increased Positions 29
Decreased Positions 49
Positions with Activity 78
Sold Out Positions 20
Total Mkt Value (in $ millions) 126

Institutional Holdings information is filed by major institutions on form 13-F with the Securities and Exchange Commission.

Sector Weighting

Basic Materials 0.1%
Capital Goods 1.39%
Conglomerates
Consumer Cyclical 2.27%
Consumer/Non-Cyclical 2.11%
Energy 14.76%
Financial 36.2%
Healthcare 9.81%
Services 9.37%
Technology 20.95%
Transportation 2.62%
Utilities 0.27%

218 Positions as of 09/30/2014

Company Class Value of Shares ($1,000s) Change in Value ($1,000s) Change (%) ▲ Shares Held
ANNALY CAP MGMT INC COM -122 Sold Out 0
BLACKROCK KELSO CAPITAL CORP COM -4 Sold Out 0
BLACKROCK RES & COMM STRAT TR SHS -16 Sold Out 0
CENTURYLINK INC COM -2 Sold Out 0
ENCANA CORP COM -3 Sold Out 0
FREEPORT-MCMORAN INC CL B -15 Sold Out 0
HUNTSMAN CORP COM -11 Sold Out 0
INVESCO MORTGAGE CAPITAL INC COM -10 Sold Out 0
ISHARES MSCI GERMANY ETF -23 Sold Out 0
ISHARES GOLD TRUST ISHARES -6 Sold Out 0
ISHARES TR 7-10 Y TR BD ETF -11 Sold Out 0
LINKEDIN CORP COM CL A -16 Sold Out 0
PHILLIPS 66 COM -10 Sold Out 0
PIMCO ETF TR TTL RTN ACTV ETF -229 Sold Out 0
PIMCO ETF TR 0-5 HIGH YIELD -25 Sold Out 0
POWERSHARES ETF TR II S&P500 LOW VOL -13 Sold Out 0
SPDR INDEX SHS FDS DJ INTL RL ETF -25 Sold Out 0
SPDR SERIES TRUST BARC SHT TR CP -18 Sold Out 0
STATE STR CORP COM -8 Sold Out 0
TARGET CORP COM -3,399 Sold Out 0